# APOLLO S3 RIC MANAGEMENT, L.P.

APOLLO S3 RIC MANAGEMENT, L.P. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 330339
- Type: SEC-registered investment adviser
- SEC file number: 801-129730
- Location: 9 WEST 57TH ST, NEW YORK, NY, 10019
- Phone: 212-515-3200
- Latest filing: 2026-03-31
- Regulatory AUM: $423.8M
- Discretionary AUM: $423.8M
- Clients: 3,564
- Accounts: 1

## Business model

- Compensation: % of AUM, Performance

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| [Marc Jeffrey Rowan](https://search.stillhousedata.com/person/464708) | CHIEF EXECUTIVE OFFICER OF APOLLO GLOBAL MANAGEMENT, INC. | New York, NY |
| [John Patrick Zito](https://search.stillhousedata.com/person/664029) | CO-PRESIDENT | — |
| [James Charles Zelter](https://search.stillhousedata.com/person/674771) | CO-PRESIDENT OF APOLLO ASSET MANAGEMENT, INC. | — |
| [Martin Bernard Kelly](https://search.stillhousedata.com/person/674772) | CHIEF FINANCIAL OFFICER OF APOLLO GLOBAL MANAGEMENT, INC.; VICE PRESIDENT | — |
| [Scott Martin Kleinman](https://search.stillhousedata.com/person/674773) | CO-PRESIDENT; CO-PRESIDENT OF APOLLO ASSET MANAGEMENT, INC. | — |
| [Yael Kenan Levy](https://search.stillhousedata.com/person/674774) | CHIEF COMPLIANCE OFFICER | — |
| [Whitney A Chatterjee](https://search.stillhousedata.com/person/674775) | CHIEF LEGAL OFFICER; VICE PRESIDENT | — |
| [ZELTER JAMES CHARLES](https://search.stillhousedata.com/person/740144) | CO-PRESIDENT OF APOLLO ASSET MANAGEMENT, INC. | — |
| [ROWAN MARC JEFFREY](https://search.stillhousedata.com/person/741292) | CHIEF EXECUTIVE OFFICER OF APOLLO GLOBAL MANAGEMENT, INC. | — |
| [KELLY MARTIN BERNARD](https://search.stillhousedata.com/person/776372) | CHIEF FINANCIAL OFFICER OF APOLLO GLOBAL MANAGEMENT, INC. | — |
| [KLEINMAN SCOTT MARTIN](https://search.stillhousedata.com/person/851738) | CO-PRESIDENT OF APOLLO ASSET MANAGEMENT, INC. | — |
| [LEVY YAEL KENAN](https://search.stillhousedata.com/person/862961) | CHIEF COMPLIANCE OFFICER | — |
| [CHATTERJEE WHITNEY A](https://search.stillhousedata.com/person/880889) | CHIEF LEGAL OFFICER | — |


## Disclosures (12)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-08-24 | civil | PLAINTIFF BROUGHT A SECURITIES CLASS ACTION ON BEHALF OF ALL THOSE WHO PURCHASED ADT INC. ("ADT") COMMON STOCK IN OR TRACEABLE TO ADT'S JANUARY 19, 2018 INITIAL PUBLIC STOCK OFFERING (THE "IPO"), SEEKING TO PURSUE REMEDIES UNDER THE SECURITIES ACT OF 1933 (THE "1933 ACT") AGAINST THE ISSUER, ADT, AN… | Final | — |
| 2018-05-21 | civil | PLAINTIFF BROUGHT A SECURITIES CLASS ACTION ON BEHALF OF THOSE WHO PURCHASED ADT INC. ("ADT") COMMON STOCK IN OR TRACEABLE TO ADT'S JANUARY 19, 2018 INITIAL PUBLIC STOCK OFFERING (THE "IPO"), SEEKING TO PURSUE REMEDIES UNDER THE SECURITIES ACT OF 1933 (THE "1933 ACT") AGAINST THE ISSUER, ADT, AND A… | Final | — |
| — | regulatory | — | — | — |


## Branch offices (51)

_Showing 15 of 51 offices._

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| LONDON | — | 189 | 4420 70165000 |
| LONDON | — | 189 | 4420 70165000 |
| EL SEGUNDO | CA | 80 | (310) 698-4444 |
| EL SEGUNDO | CA | 80 | (310) 698-4444 |
| SINGAPORE | — | 23 | 65 6372 5440 |
| SINGAPORE | — | 23 | 65 6372 5440 |
| WOODLAND HILLS | CA | 22 | (212) 515-3200 |
| NEW YORK | NY | 22 | — |
| WOODLAND HILLS | CA | 22 | (212) 515-3200 |
| GOREGAON EAST, MAHARASHTRA, MUMBAI | — | 17 | +91 2239571400 |
| GOREGAON EAST, MAHARASHTRA, MUMBAI | — | 17 | +91 2239571400 |
| GREENWICH | CT | 14 | (203) 992-0100 |
| MIAMI | FL | 13 | — |
| ZURICH | — | 13 | — |
| ZURICH | — | 13 | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/330339/brochure
- Similar advisers: https://search.stillhousedata.com/firm/330339/similar
- Related entities: https://search.stillhousedata.com/firm/330339/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/330339

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.