# POLEN CAPITAL CLO MANAGEMENT, LLC

POLEN CAPITAL CLO MANAGEMENT, LLC of WALTHAM, MA is an SEC-registered investment adviser.

## Registration

- CRD: 330470
- Type: SEC-registered investment adviser
- SEC file number: 801-129899
- Location: 1075 MAIN STREET, SUITE 320, WALTHAM, MA, 02451
- Phone: 781-283-8500
- Latest filing: 2026-03-26
- Regulatory AUM: $808.4M
- Discretionary AUM: $808.4M
- Clients: 46
- Accounts: 2

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| [Brian David Goldberg](https://search.stillhousedata.com/person/664583) | SECRETARY | — |
| [Stanley Charles Moss](https://search.stillhousedata.com/person/664584) | PRESIDENT/CHIEF EXECUTIVE OFFICER; TRUSTEE | — |
| [Daniel Adam Davidowitz](https://search.stillhousedata.com/person/664594) | TRUSTEE | — |
| [Joshua Liam Mccarthy](https://search.stillhousedata.com/person/694649) | CHIEF COMPLIANCE OFFICER | — |
| [MOSS MATTHEW CHARLES](https://search.stillhousedata.com/person/738527) | PRESIDENT/CHIEF EXECUTIVE OFFICER; TRUSTEE | — |
| [MCCARTHY JOSHUA LIAM](https://search.stillhousedata.com/person/739109) | CHIEF COMPLIANCE OFFICER | — |
| [DAVIDOWITZ DANIEL ADAM](https://search.stillhousedata.com/person/771248) | TRUSTEE | — |
| [GOLDBERG DAVID](https://search.stillhousedata.com/person/808929) | SECRETARY | — |


## Private funds (2)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| POLEN CAPITAL CLO 2025-1, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $405.8M | — |
| POLEN CAPITAL CLO 2025-2, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $402.6M | — |


## Branch offices (4)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| LONDON | — | 4 | 44 20 8057 045 |
| LONDON | — | 4 | 44 20 8057 045 |
| BOCA RATON | FL | 2 | 561-241-2425 |
| BOCA RATON | FL | 2 | 561-241-2425 |


## Fund service providers (1)

- administrator: WALKERS FIDUCIARY LIMITED — 2 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/330470/brochure
- Similar advisers: https://search.stillhousedata.com/firm/330470/similar
- Related entities: https://search.stillhousedata.com/firm/330470/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/330470

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.