# DOCKSIDE PLATFORMS

DOCKSIDE PLATFORMS of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 330606
- Type: SEC-registered investment adviser
- SEC file number: 801-131643
- Location: 120 FIFTH AVENUE, NEW YORK, NY, 10011
- Phone: 917-563-4874
- Latest filing: 2026-09-10
- Regulatory AUM: $9.6B
- Discretionary AUM: $9.1B
- Non-discretionary AUM: $508.8M
- Clients: 10
- Accounts: 11

## Business model

- Compensation: % of AUM
- Clients served: Charities, Investment cos

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| [William Dunning England](https://search.stillhousedata.com/person/557952) | CHAIRMAN; MEMBER | Minneapolis, MN |
| [Thomas Loor Wynn](https://search.stillhousedata.com/person/661192) | CHIEF COMPLIANCE OFFICER | — |
| [WYNN THOMAS LOOR](https://search.stillhousedata.com/person/793703) | CHIEF COMPLIANCE OFFICER | — |
| [ENGLAND WILLIAM DUNNING](https://search.stillhousedata.com/person/850836) | MEMBER | — |
| [JORDAN MICHAEL KEVIN](https://search.stillhousedata.com/person/882537) | CHIEF EXECUTIVE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-09-07 | regulatory | DURING DECEMBER 2018 AND MAY 2019, A TRADER WHO WAS AT THE TIME EMPLOYED BY WALLEYE CAPITAL ENTERED ORDERS IN CERTAINSOYBEAN COMPLEX FUTURES CONTRACTS WITH THE INTENT TO CANCEL THOSE ORDERS BEFORE THEIR EXECUTION-SPECIFICALLY, SOYBEANFUTURES, SOYBEAN MEAL FUTURES, AND SOYBEAN OIL FUTURES CONTRACTS T… | Final | $550K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/330606/brochure
- Similar advisers: https://search.stillhousedata.com/firm/330606/similar
- Related entities: https://search.stillhousedata.com/firm/330606/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/330606

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.