# SADDLEROCK CAPITAL MANAGEMENT LLC

SADDLEROCK CAPITAL MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 330801
- Type: SEC-registered investment adviser
- SEC file number: 801-133958
- Location: 370 LEXINGTON AVENUE, NEW YORK, NY, 10017
- Phone: 917-842-7451
- Latest filing: 2026-09-10
- Regulatory AUM: $199.6M
- Discretionary AUM: $192.7M
- Non-discretionary AUM: $6.9M
- Clients: 6
- Accounts: 5

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| [Louis Jay Sultan](https://search.stillhousedata.com/person/722055) | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, & CHIEF FINANCIAL OFFICER | — |
| [Ari Michael Herman](https://search.stillhousedata.com/person/722056) | FOUNDER & CHIEF INVESTMENT OFFICER | — |
| [HERMAN GREGORY MICHAEL](https://search.stillhousedata.com/person/728892) | FOUNDER & CHIEF INVESTMENT OFFICER | — |
| [SULTAN LOUIS JAY](https://search.stillhousedata.com/person/833735) | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, & CHIEF FINANCIAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/330801/brochure
- Similar advisers: https://search.stillhousedata.com/firm/330801/similar
- Related entities: https://search.stillhousedata.com/firm/330801/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/330801

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.