# CASTLE ROCK ADVISORS LLC

CASTLE ROCK ADVISORS LLC of BOSTON, MA is an SEC-registered investment adviser.

## Registration

- CRD: 331429
- Type: SEC-registered investment adviser
- SEC file number: 801-130907
- Location: 200 CLARENDON STREET 35TH FL, BOSTON, MA, 02116-5040
- Phone: 617-227-0050
- Latest filing: 2026-08-06
- Regulatory AUM: $3.9B
- Discretionary AUM: $1.1B
- Non-discretionary AUM: $2.8B
- Clients: 33
- Accounts: 46

## Business model

- Compensation: % of AUM, Other
- Clients served: Individuals, High net worth, Charities, Investment cos

## Officers, owners & control persons (24)

| Name | Role | Location |
| --- | --- | --- |
| [Kenneth Scott Bring](https://search.stillhousedata.com/person/696697) | CHIEF FINANCIAL OFFICER | — |
| [Reuben Benjamin Ackerman](https://search.stillhousedata.com/person/696698) | CHIEF COMPLIANCE OFFICER | — |
| [Michael Carl Ascione](https://search.stillhousedata.com/person/696699) | EXECUTIVE OFFICER | — |
| [Kevin Thomas Callaghan](https://search.stillhousedata.com/person/696700) | EXECUTIVE OFFICER | — |
| [Christopher John Hadley](https://search.stillhousedata.com/person/696701) | EXECUTIVE OFFICER | — |
| [Sharlyn Carter Musslewhite](https://search.stillhousedata.com/person/696702) | GENERAL COUNSEL | — |
| [Ross Marshall Jones](https://search.stillhousedata.com/person/696703) | EXECUTIVE OFFICER | — |
| [Robert Joshua Small](https://search.stillhousedata.com/person/696705) | EXECUTIVE OFFICER | — |
| [Anil Nmn Seetharam](https://search.stillhousedata.com/person/696710) | EXECUTIVE OFFICER | — |
| [Eric R Souza](https://search.stillhousedata.com/person/696717) | CHIEF TECHNOLOGY OFFICER AND CISO | — |
| [Terry H Thompson](https://search.stillhousedata.com/person/696721) | CHIEF OPERATING OFFICER | — |
| [Michael Buckner Sweeny](https://search.stillhousedata.com/person/705875) | CHIEF INVESTMENT OFFICER | — |
| [Daniel Paul Carbonneau](https://search.stillhousedata.com/person/705876) | PARTNER | — |
| [THOMPSON CORY H](https://search.stillhousedata.com/person/732009) | CHIEF OPERATING OFFICER | — |
| [JONES JOHN MARSHALL](https://search.stillhousedata.com/person/793190) | EXECUTIVE OFFICER | — |
| [ACKERMAN REUBEN BENJAMIN](https://search.stillhousedata.com/person/828035) | CHIEF COMPLIANCE OFFICER | — |
| [BRING KENNETH SCOTT](https://search.stillhousedata.com/person/829840) | CHIEF FINANCIAL OFFICER | — |
| [HADLEY CHRISTOPHER JOHN](https://search.stillhousedata.com/person/829845) | EXECUTIVE OFFICER | — |
| [SMALL ROBERT JOSHUA](https://search.stillhousedata.com/person/829850) | EXECUTIVE OFFICER | — |
| [SWEENY MICHAEL BUCKNER](https://search.stillhousedata.com/person/849210) | CHIEF INVESTMENT OFFICER | — |
| [Souza Eric R](https://search.stillhousedata.com/person/853169) | CHIEF TECHNOLOGY OFFICER AND CISO | — |
| [MUSSLEWHITE SHARLYN CARTER](https://search.stillhousedata.com/person/881540) | GENERAL COUNSEL | — |
| [CARBONNEAU DANIEL PAUL](https://search.stillhousedata.com/person/881541) | PARTNER | — |
| [Bertty Martinez Torres](https://search.stillhousedata.com/person/1001160) | CHIEF FINANCIAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/331429/brochure
- Similar advisers: https://search.stillhousedata.com/firm/331429/similar
- Related entities: https://search.stillhousedata.com/firm/331429/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/331429

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.