# QUAD INVESTMENT MANAGEMENT CORP.

QUAD INVESTMENT MANAGEMENT CORP. of SEOUL, YEONGDEUNGPO-GU is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 331606
- Type: SEC-registered investment adviser
- SEC file number: 801-134528
- Location: 29F, THREE IFC, GUKJEGEUMYUNG-RO, SEOUL, YEONGDEUNGPO-GU, 07326
- Phone: +822 786 1830
- Latest filing: 2026-03-12
- Regulatory AUM: $2.6B
- Discretionary AUM: $2.6B
- Non-discretionary AUM: $62.4M
- Clients: 45
- Accounts: 75

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| [Jung Jonghyuk](https://search.stillhousedata.com/person/676071) | CHIEF FINANCIAL OFFICER | — |
| [Hosung Hwang](https://search.stillhousedata.com/person/676072) | CHIEF EXECUTIVE OFFICER | — |
| [Sangkyoon Han](https://search.stillhousedata.com/person/676073) | CHIEF INVESTMENT OFFICER | — |
| [Heeku Byun](https://search.stillhousedata.com/person/676074) | CHIEF COMPLIANCE OFFICER | — |
| [Jungwoo Kim](https://search.stillhousedata.com/person/676075) | SHAREHOLDER | — |
| [BYUN HEEKU](https://search.stillhousedata.com/person/833085) | CHIEF COMPLIANCE OFFICER | — |
| [JONGHYUK JUNG](https://search.stillhousedata.com/person/883198) | CHIEF FINANCIAL OFFICER | — |
| [HWANG HOSUNG](https://search.stillhousedata.com/person/883199) | CHIEF EXECUTIVE OFFICER | — |
| [HAN SANGKYOON](https://search.stillhousedata.com/person/883200) | CHIEF INVESTMENT OFFICER | — |
| [KIM JUNGWOO](https://search.stillhousedata.com/person/883283) | SHAREHOLDER | — |


## Disclosures (15)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-03-11 | regulatory | THE REGULATORY ACTION IS FOR LATE FILING OF A 5% REPORT UNDER KOREA REGULATIONS. | Final | — |
| 2021-10-14 | regulatory | THE REGULATORY ACTION IS FOR NEGLECTING TO SEEK THE FSS' APPROVAL PRIOR TO ESTABLISHING A SUBSIDIARY COMPANY BACK IN JUNE 2019. | Final | $12K |
| 2021-10-14 | regulatory | THE REGULATORY ACTION IS FOR NEGLECTING TO SEEK THE FSS' APPROVAL PRIOR TO ESTABLISHING A SUBSIDIARY COMPANY BACK IN JUNE 2019. | Final | $15K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/331606/brochure
- Similar advisers: https://search.stillhousedata.com/firm/331606/similar
- Related entities: https://search.stillhousedata.com/firm/331606/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/331606

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.