# SMITH & ASSOCIATES FINANCIAL SERVICES, LLC

SMITH & ASSOCIATES FINANCIAL SERVICES, LLC is an SEC-registered investment adviser.

## Registration

- CRD: 331842
- Type: SEC-registered investment adviser
- Phone: 612-308-1583
- Latest filing: 2026-03-31
- Regulatory AUM: $1.1M
- Discretionary AUM: $725K
- Non-discretionary AUM: $385K
- Clients: 1
- Accounts: 17

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Investment cos

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/331842/brochure
- Similar advisers: https://search.stillhousedata.com/firm/331842/similar
- Related entities: https://search.stillhousedata.com/firm/331842/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/331842

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.