# RIDGEGATE ADVISORS, LLC

RIDGEGATE ADVISORS, LLC of ENGLEWOOD, CO is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 334233
- Type: SEC-registered investment adviser
- SEC file number: 801-133986
- Location: 8310 S VALLEY HIGHWAY, SUITE 480, ENGLEWOOD, CO, 80112
- Phone: 303-791-2253
- Latest filing: 2026-03-25
- Regulatory AUM: $119.0M
- Discretionary AUM: $109.4M
- Non-discretionary AUM: $9.5M
- Clients: 11
- Accounts: 536

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (1)

| Name | Role | Location |
| --- | --- | --- |
| George Wallace Smith | CEO/CCO | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | PRIOR TO REGISTERING RIDGEGATE AS AN INVESTMENT ADVISORY FIRM, ON OCTOBER 2, 2008 RIDGEGATE'S PRESIDENT G. WALLACE SMITH, III ENTERED INTO AN ADMINISTRATIVE PROCEEDING WITH THE COLORADO DIVISION OF SECURITIES. THE DIVISION ALLEGED THAT MR. SMITH HAD ENTERED INTO A LOAN AGREEMENT (REPAID IN FULL) WIT… | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/334233/brochure
- Similar advisers: https://search.stillhousedata.com/firm/334233/similar
- Related entities: https://search.stillhousedata.com/firm/334233/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/334233

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.