# GUGGENHEIM ASSET-BACKED FINANCE COMPANY, LLC

GUGGENHEIM ASSET-BACKED FINANCE COMPANY, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 340242
- Type: SEC-registered investment adviser
- SEC file number: 801-135882
- Location: 330 MADISON AVENUE, NEW YORK, NY, 10017
- Phone: 2125189542
- Latest filing: 2026-08-17
- Regulatory AUM: $1.4B
- Discretionary AUM: $1.2B
- Non-discretionary AUM: $225.0M
- Clients: 9
- Accounts: 2

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| [Mark Golombeck](https://search.stillhousedata.com/person/692338) | SENIOR MANAGING DIRECTOR | — |
| [Mark Alan Van Lith](https://search.stillhousedata.com/person/982481) | CHAIRMAN | New York, NY |
| [Cory Wishengrad](https://search.stillhousedata.com/person/982482) | PRESIDENT | — |
| [Tracy Lowery Whille](https://search.stillhousedata.com/person/982484) | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/340242/brochure
- Similar advisers: https://search.stillhousedata.com/firm/340242/similar
- Related entities: https://search.stillhousedata.com/firm/340242/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/340242

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.