# JM FINANCIAL PRIVATE WEALTH, INC.

JM FINANCIAL PRIVATE WEALTH, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 341113
- Type: SEC-registered investment adviser
- SEC file number: 801-135854
- Location: 1177 AVENUE OF THE AMERICAS 5TH FLOOR, OFFICE NO. 5046, NEW YORK, NY, 10036
- Phone: 1-332-900-4958
- Latest filing: 2026-06-08
- Clients: 2

## Business model

- Compensation: % of AUM, Fixed
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Jonathan Scott Hurd | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND INTERIM CEO | — |
| Arunava Aloke Das | CHIEF EXECUTIVE OFFICER | — |


## Disclosures (12)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-03-07 | regulatory | PRIMA FACIE VIOLATION OF CERTAIN REGULATIONS ISSUED BY SEBI. | Final | $730K |
| 2023-05-05 | regulatory | SEBI HAD ISSUED A SHOW-CAUSE NOTICE DATED MAY 25, 2023 ("SCN") IN THE MATTER OF VOLUNTARY DELISTING OFFER BY ONE OF THE CLIENTS OF JM FINANCIAL LIMITED ("JMFL") TO CERTAIN ENTITIES, INCLUDING JMFL. IT WAS ALLEGED IN THE SCN THAT JMFL FAILED TO EXERCISE DUE DILIGENCE, CARE AND PROFESSIONAL JUDGEMENT… | Final | $18K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/341113/brochure
- Similar advisers: https://search.stillhousedata.com/firm/341113/similar
- Related entities: https://search.stillhousedata.com/firm/341113/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/341113

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.