# NORTHWIND FINANCIAL LLC

NORTHWIND FINANCIAL LLC of BEND, OR is an SEC-registered investment adviser.

## Registration

- CRD: 342069
- Type: SEC-registered investment adviser
- SEC file number: 801-136199
- Location: 2445 NE DIVISION ST, STE 204, BEND, OR, 97703-3568
- Phone: 541-318-7871
- Latest filing: 2026-06-11
- Regulatory AUM: $105.4M
- Discretionary AUM: $105.4M
- Clients: 2
- Accounts: 328

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Kevin John Serrapede | CHIEF COMPLIANCE OFFICER | — |
| Bradley Jason Boeck | CHIEF COMPLIANCE OFFICER; OWNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/342069/brochure
- Similar advisers: https://search.stillhousedata.com/firm/342069/similar
- Related entities: https://search.stillhousedata.com/firm/342069/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/342069

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.