# NEOSTELLAR ADVISORS LLC

NEOSTELLAR ADVISORS LLC of NEW YORK, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 343216
- Type: SEC-registered investment adviser
- SEC file number: 801-136737
- Location: 640 FIFTH AVENUE, NEW YORK, NY, 10019
- Phone: 212-931-6331
- Latest filing: 2026-06-18
- Regulatory AUM: $433.3M
- Discretionary AUM: $433.3M
- Clients: 9
- Accounts: 1

## Business model

- Compensation: % of AUM, Performance

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| [Ross Laser](https://search.stillhousedata.com/person/2981) | MEMBER/MANAGER | Evanston, IL |
| [Alec Litowitz](https://search.stillhousedata.com/person/447872) | MEMBER | Evanston, IL |
| [David Jay Snyderman](https://search.stillhousedata.com/person/663525) | MEMBER/MANAGER | — |
| [James Robert Nash](https://search.stillhousedata.com/person/674278) | CHIEF COMPLIANCE OFFICER | — |
| [Mark David Klein](https://search.stillhousedata.com/person/1624896) | MEMBER; PRESIDENT AND CEO | — |
| [Allison Elizabeth Green](https://search.stillhousedata.com/person/1624897) | CFO, TREASURER AND CORPORATE SECRETARY | — |
| [Alec Neil Litowitz](https://search.stillhousedata.com/person/1626611) | CONTROLLING OWNER; MEMBER | — |
| [Ross Steven Laser](https://search.stillhousedata.com/person/1626612) | MEMBER/MANAGER | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-09-23 | regulatory | THE COMMISSION FOUND THAT SURO CAPITAL CORP., A BUSINESS DEVELOPMENT COMPANY REGULATED UNDER THE INVESTMENT COMPANY ACT OF 1940, AS AMENDED, VIOLATED SECTION 17(F) OF SUCH ACT, WHICH REQUIRES A BUSINESS DEVELOPMENT COMPANY TO PLACE AND MAINTAIN ITS SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY O… | Final | — |


## Branch offices (1)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| SAN FRANCISCO | CA | 1 | 212-931-6331 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/343216/brochure
- Similar advisers: https://search.stillhousedata.com/firm/343216/similar
- Related entities: https://search.stillhousedata.com/firm/343216/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/343216

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.