# HAROLD C. BROWN & CO., INC.

HAROLD C. BROWN & CO., INC. of BUFFALO, NY is an SEC-registered investment adviser.

## Registration

- CRD: 35222
- Type: SEC-registered investment adviser
- SEC file number: 801-44967
- Location: ONE HSBC CENTER, SUITE 3800, BUFFALO, NY, 14203-2898
- Phone: 716-854-2500
- Latest filing: 2003-03-27
- Regulatory AUM: $705.6M
- Discretionary AUM: $630.5M
- Non-discretionary AUM: $75.1M
- Clients: 11
- Accounts: 2,912

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| CHRISTOFERSON KATHERINE ANN | CEO, MANAGING DIRECTOR, CORPORATE SECRETARY; EXECUTIVE VICE PRESIDENT, SECRETARY | — |
| KLUCIK BARBARA LEIGH | CCO, DIRECTOR; CIO, DIRECTOR | — |
| BUCK WINTHROP LAWRENCE | PRESIDENT,TREASURER; SR. EXECUTIVE VICE PRESIDENT,TREASURER | — |
| MCCOLLUM CHARLES WILLIAM | CHAIRMAN OF THE BOARD; PRESIDENT, CHAIRMAN OF THE BOARD | — |
| HARVEY HERBERT FENTON | CHAIRMAN OF THE BOARD EMERITUS | — |
| GIORDANO RUSSELL MICHAEL | CCO, COO | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/35222/brochure
- Similar advisers: https://search.stillhousedata.com/firm/35222/similar
- Related entities: https://search.stillhousedata.com/firm/35222/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/35222

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.