# ROUND HILL SECURITIES, INC.

ROUND HILL SECURITIES, INC. of ALAMO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 35223
- Type: SEC-registered investment adviser
- SEC file number: 801-45485
- Location: 3191 DANVILLE BLVD., ALAMO, CA, 94507
- Phone: 925-820-3980
- Latest filing: 2005-03-31
- Regulatory AUM: $81.7M
- Discretionary AUM: $31.5M
- Non-discretionary AUM: $50.2M
- Clients: 11
- Accounts: 315

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| BADGER DWIGHT OLIVER | OWNER | — |
| DAUBENSPECK KEITH GREGORY | OWNER | — |
| SBOTO THOMAS JOSEPH | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT/DIRECTOR | — |
| ANTONIADES ADAM NICHOLAS | PRESIDENT/CEO/DIRECTOR | — |
| EMFINGER TERRY LEWIS | EXECUTIVE VICE PRESIDENT/SECRETARY/TREASURER/DIRECTOR | — |
| DORN DIANA GAYLE | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER; SVP, CROP, CHIEF COMPLIANCE OFFICER | — |
| LENHARDT ARTHUR WILLIAM | SENIOR VICE PRESIDENT, SROP | — |
| ERICSON NILS ALEXANDER | SENIOR VICE PRESIDENT/CROP/SROP | — |
| HOLUB ROBERT JAY | CHAIRMAN/DIRECTOR | — |
| MINKA ROBERT STEPHEN | EXECUTIVE VICE PRESIDENT/COO/CCO/DIRECTOR | — |
| OVERHOLTZER JOHN MARK | EXECUTIVE VICE PRESIDENT/CFO | — |
| CAMPBELL KEITH WAYNE | SENIOR VICE PRESIDENT/SROP/CROP | — |
| SCHUBERT JEFFREY | PRESIDENT/CEO/DIRECTOR; PRESIDENT/DIRECTOR | — |
| BURCHARD GERALD HART JR | EXECUTIVE VICE PRESIDENT/DIRECTOR; EXECUTIVE VICE PRESIDENT/NATIONAL SALES MGR/DIRECTOR; PRESIDENT/CEO/DIRECTOR (+1 more) | — |
| PAGNOTTA JEAN MARIA | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/35223/brochure
- Similar advisers: https://search.stillhousedata.com/firm/35223/similar
- Related entities: https://search.stillhousedata.com/firm/35223/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/35223

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.