# CONVERGEX EXECUTION SOLUTIONS LLC

CONVERGEX EXECUTION SOLUTIONS LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 35693
- Type: SEC-registered investment adviser
- SEC file number: 801-67167
- Location: 1633 BROADWAY, 48TH FLOOR, NEW YORK, NY, 10019
- Phone: 800-828-5454
- Latest filing: 2014-01-17
- Clients: 375

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| [Saliba A Joseph](https://search.stillhousedata.com/person/365090) | NON EMPLOYEE MANAGER | Colorado Springs, CO |
| [Fitzpatrick H John](https://search.stillhousedata.com/person/630745) | NON-EMPLOYEE DIRECTOR; NON-EMPLOYEE MANAGER | Evanston, IL |
| [PUGLIESE JOHN](https://search.stillhousedata.com/person/729715) | NON-EMPLOYEE DIRECTOR | — |
| [VELLI JOSEPH MARK](https://search.stillhousedata.com/person/743503) | DIRECTOR; NON-EMPLOYEE DIRECTOR; NON-EMPLOYEE MANAGER | — |
| [BASMAJIAN PAUL GARO](https://search.stillhousedata.com/person/743504) | CHIEF EXECUTIVE OFFICER, MANAGER; MANAGING DIRECTOR; MANAGING DIRECTOR, MANAGER | — |
| [MURTAUGH JEANNE LOIS](https://search.stillhousedata.com/person/743509) | VICE CHAIRMAN | — |
| [SPRINGER CHRISTOPHER MICHAEL](https://search.stillhousedata.com/person/743510) | EXECUTIVE MANAGING DIRECTOR AND CFO; EXECUTIVE MANAGING DIRECTOR, FINOP AND CFO; MANAGING DIRECTOR AND CFO | — |
| [PRICOLI PAUL ANTHONY](https://search.stillhousedata.com/person/743511) | MD, CHIEF OPERATIONS OFFICER | — |
| [PACK CAREY STEVEN](https://search.stillhousedata.com/person/743512) | CHIEF EXECUTIVE OFFICER, DIRECTOR; CHIEF EXECUTIVE OFFICER, MANAGER; PRESIDENT, DIRECTOR | — |
| [RAPPOLD CHARLES EDWARD II](https://search.stillhousedata.com/person/743513) | DIRECTOR; NON-EMPLOYEE DIRECTOR; NON-EMPLOYEE MANAGER | — |
| [VIRGILIO ROBERT JOSEPH](https://search.stillhousedata.com/person/743514) | MD, CHIEF COMPLIANCE OFFICER | — |
| [MINOGUE MICHAEL JOHN](https://search.stillhousedata.com/person/743515) | MUNICIPAL PRINCIPAL; SVP, MUNICIPAL PRINCIPAL | — |
| [HEINEMAN STEVEN P](https://search.stillhousedata.com/person/764256) | DIRECTOR | — |
| [GIBBONS WILLIAM PATRICK](https://search.stillhousedata.com/person/765485) | NON-EMPLOYEE DIRECTOR | — |
| [GIBBONS THOMAS P](https://search.stillhousedata.com/person/768444) | NON-EMPLOYEE DIRECTOR | — |
| [SANTORE FRANK JAMES](https://search.stillhousedata.com/person/768445) | MUNICIPAL PRINCIPAL | — |
| [MESSINGER CRAIG CHARLES](https://search.stillhousedata.com/person/768446) | NON-EMPLOYEE DIRECTOR | — |
| [PUGLIESE JOHN NMN](https://search.stillhousedata.com/person/768632) | NON-EMPLOYEE DIRECTOR | — |
| [BURNETT FRANK JOHN](https://search.stillhousedata.com/person/774848) | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL; SVP, REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | — |
| [MAESE MICHAEL JOSEPH](https://search.stillhousedata.com/person/774849) | MANAGING DIRECTOR, FINOP; SVP, FINOP | — |
| [BURNETT FRANK](https://search.stillhousedata.com/person/791342) | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | — |
| [KITTEL CHRISTOPHER FREDERICK](https://search.stillhousedata.com/person/806577) | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | — |
| [ORDONEZ BEATRICE](https://search.stillhousedata.com/person/825732) | MD, CHIEF OPERATIONS OFFICER; MD, COO | — |
| [NOLL ERIC WILSON](https://search.stillhousedata.com/person/825733) | NON-EMPLOYEE MANAGER | — |
| [LAX CRAIG STEVEN](https://search.stillhousedata.com/person/832658) | CHIEF EXECUTIVE OFFICER, MANAGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/35693/brochure
- Similar advisers: https://search.stillhousedata.com/firm/35693/similar
- Related entities: https://search.stillhousedata.com/firm/35693/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/35693

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.