# PHILLIPS AND COMPANY ADVISORS, LLC

PHILLIPS AND COMPANY ADVISORS, LLC of PORTLAND, OR is an SEC-registered investment adviser.

## Registration

- CRD: 35800
- Type: SEC-registered investment adviser
- SEC file number: 801-63879
- Location: 1300 SW FIFTH AVE, SUITE 2100, PORTLAND, OR, 97201-5628
- Phone: 503-224-0858
- Latest filing: 2013-11-05
- Regulatory AUM: $753.8M
- Discretionary AUM: $104.3M
- Non-discretionary AUM: $649.5M
- Clients: 22
- Accounts: 1,991

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| SMITH TODD | FIN-OP, CFO; FIN-OP, CFO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL; FIN-OP, COO | IOWA CITY, IA |
| PHILLIPS TIMOTHY CHARLES | CEO | — |
| CLARK STEVEN CHRISTOPHER | PRESIDENT/MANAGING DIRECTOR | — |
| HAGEN PHILIP BRYAN | CROP/SROP, COMPLIANCE, MUNI PRINCIPAL, OPTIONS PRINCIPAL,CHIEF COMPLIANCE OFFICER | — |
| HARPER JOSEPH THORNTON III | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/35800/brochure
- Similar advisers: https://search.stillhousedata.com/firm/35800/similar
- Related entities: https://search.stillhousedata.com/firm/35800/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/35800

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.