# TRANSAMERICA FINANCIAL ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC. of LOS ANGELES, CA is an SEC-registered investment adviser.

## Registration

- CRD: 3600
- Type: SEC-registered investment adviser
- SEC file number: 801-56710
- Location: 1150 S OLIVE ST, STE 25, LOS ANGELES, CA, 90015
- Phone: 213-741-7702
- Latest filing: 2009-04-20
- Regulatory AUM: $446.4M
- Discretionary AUM: $80.0M
- Non-discretionary AUM: $366.3M
- Clients: 51
- Accounts: 4,045

## Officers, owners & control persons (28)

_Showing 25 of 28 people._

| Name | Role | Location |
| --- | --- | --- |
| DUDLEY MICHAEL PATRICK | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & CROP; CROP (+1 more) | — |
| WAGLEY RONALD FRANKLIN | DIRECTOR | — |
| CANETE MARY ANTHONY | ASSISTANT TREASURER | — |
| BROWN SANDRA CHAPPELL | CHAIRPERSON OF THE BOARD; CHIEF OPERATING OFFICER, CHAIRPERSON OF THE BOARD & DIRECTOR; PRESIDENT (+4 more) | — |
| CHUANG GEORGE CHUWANG | PRESIDENT, DIRECTOR; SENIOR VICE PRESIDENT & TREASURER; VICE PRESIDENT & TREASURER | — |
| KILBANE KENNETH PATRICK | DIRECTOR | — |
| TATE WILLIAM HARTWELL | DIRECTOR | — |
| LAKE MARK TERENCE | VICE PRESIDENT | — |
| SHAW CHRISTOPHER WILLIAM | ACTING CHIEF COMPLIANCE OFFICER; VICE PRESIDENT; VICE PRESIDENT & ACTING CHIEF COMPLIANCE OFFICER & SECRETARY (+1 more) | — |
| HARVEY MICHELLE LEE | SROP; SROP, ASSISTANT VICE PRESIDENT | — |
| TRIVERS DAN SHANE | SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER; VICE PRESIDENT | — |
| ALLEN PAMELA YVONNE | CROP | — |
| GOK LISA ANNE | VICE PRESIDENT; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| NAGY NAOMI ANNE | CROP & VICE PRESIDENT; SROP; SROP & VICE PRESIDENT (+3 more) | — |
| VELOSO ROBERT FLORENDO | SROP | — |
| CLARK MATTHEW ROBERT | DIRECTOR | — |
| FLEWELLEN JAMES MARTIN | DIRECTOR | — |
| ARMSTRONG ROBERT WESTON | SECRETARY | — |
| PAUL JEROME EDWARD | SENIOR VICE PRESIDENT; VICE PRESIDENT | — |
| CLARK R | DIRECTOR | — |
| RIDER KERRY KEARNS | SECRETARY | — |
| MACDONALD KAREN O | DIRECTOR | — |
| TRIVERS DAN S | VICE PRESIDENT | — |
| CANETE MARY | ASSISTANT TREASURER | — |
| CANEVA DANIEL CESAR | CROP; SECRETARY; SECRETARY, VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & CROP (+1 more) | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/3600/brochure
- Similar advisers: https://search.stillhousedata.com/firm/3600/similar
- Related entities: https://search.stillhousedata.com/firm/3600/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/3600

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.