# HEALTHCARE COMMUNITY SECURITIES CORPORATION

HEALTHCARE COMMUNITY SECURITIES CORPORATION of RENSSELAER, NY is an SEC-registered investment adviser.

## Registration

- CRD: 36026
- Type: SEC-registered investment adviser
- SEC file number: 801-67370
- Location: ONE EMPIRE DRIVE, RENSSELAER, NY, 12144
- Phone: 518-431-7600
- Latest filing: 2026-03-25
- Regulatory AUM: $5.1B
- Discretionary AUM: $60.1M
- Non-discretionary AUM: $5.0B
- Clients: 11
- Accounts: 96

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Pooled vehicles, Pensions

## Officers, owners & control persons (74)

_Showing 25 of 74 people._

| Name | Role | Location |
| --- | --- | --- |
| James Smith | BOARD OF DIRECTOR | Parker, CO |
| THOMAS RICHARD | BOARD OF DIRECTOR | SAINT PETERSBURG, FL |
| Mary Katherine Hayes | CFO | — |
| Jennifer Larose | CHIEF COMPLIANCE OFFICER | — |
| Noah Patrick Buck | PRESIDENT | — |
| Andrew Raymond Manzer | BOARD OF DIRECTOR | — |
| Cynthia Mccollum | BOARD OF DIRECTOR | — |
| Hugh Richard Thomas | BOARD OF DIRECTOR | — |
| Dennis James Verzi | BOARD OF DIRECTORS | — |
| Karen Sue Westervelt | BOARD OF DIRECTOR | — |
| Martin W Boryszak | BOARD OF DIRECTOR | — |
| Joshua S Ratner | BOARD OF DIRECTOR | — |
| Jonathan David Schiller | BOARD OF DIRECTOR | — |
| Mark Eli Geller | BOARD OF DIRECTOR | — |
| Michele L. Cusack | BOARD OF DIRECTOR | — |
| MURPHY BRIAN JOSEPH | BOARD OF DIRECTORS; BOARD OF DIRECTORS- CHAIRMAN; BOARD OF DIRECTORS- SECRETARY | — |
| DOOLEY JAMES J | EXECUTIVE OFFICER/BOARD MEMBER | — |
| SISTO DANIEL | PRESDIENT | — |
| JEZSU JOHN WILLIAM | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | — |
| KETCHAM RICHARD | BOARD OF DIRECTOR; EXECUTIVE OFFICER/BOARD MEMBER | — |
| KRUCZLNICKI DAVID G | BOARD OF DIRECTOR; EXECUTIVE OFFICER/BOARD MEMBER; EXECUTIVE OFFICER/BOARD MEMBER/CHAIRMAN-ELECT | — |
| QUAGLIATA JOSEPH A | BOARD OF DIRECTOR-IMMEDIATE PAST CHAIR; EXECUTIVE OFFICER/BOARD MEMBER; EXECUTIVE OFFICER/BOARD MEMBER/CHAIRMAN (+2 more) | — |
| SPICER JOHN R | BOARD OF DIRECTOR; EXECUTIVE OFFICER/BOARD MEMBER | — |
| DOWLING MICHAEL J | EXECUTIVE OFFICER/BOARD MEMBER; EXECUTIVE OFFICER/BOARD MEMBER/CHAIRMAN | — |
| GOLDSTEIN STEVEN | BOARD OF DIRECTOR; EXECUTIVE OFFICER; EXECUTIVE OFFICER BOARD MEMBER (+1 more) | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2009-11-30 | regulatory | FROM 2004 THROUGH 2008, HEALTHCARE DID NOT MAINTAIN AND PRESERVE ALL ELECTRONIC COMMUNICATIONS RELATING TO THE FIRM'S BUSINESS AND DID NOT ESTABLISH, MAINTAIN AND ENFORCE A SUPERVISORY SYSTEM AND/OR WRITTEN SUPERVISORY PROCEDURES THAT WERE REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH RULES AND REG… | Final | $35K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/36026/brochure
- Similar advisers: https://search.stillhousedata.com/firm/36026/similar
- Related entities: https://search.stillhousedata.com/firm/36026/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/36026

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.