# MM ASCEND LIFE INVESTOR SERVICES, LLC

MM ASCEND LIFE INVESTOR SERVICES, LLC of CINCINNATI, OH is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 36451
- Type: SEC-registered investment adviser
- SEC file number: 801-68927
- Location: 191 ROSA PARKS STREET, CINCINNATI, OH, 45202
- Phone: 513-361-9525
- Latest filing: 2026-03-31
- Clients: 12

## Business model

- Compensation: Other
- Clients served: Other

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| HENDERSON JAMES LEE | CEO/PRESIDENT/GP/CROP/DIR; CEO/PRESIDENT/GP/DIR | — |
| MUETHING MARK FRANCIS | CLO/VP/DIR/SEC | — |
| NERONE PETER JAMES | PRESIDENT/CEO/CCO/AML OFFICER/GP/MP/CT; PRESIDENT/CEO/GP/MP/CT; VICE PRESIDENT/GP/MP/CT (+1 more) | — |
| BRENNAN MILISSA MARIE | CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | — |
| PURDON ATHENA MARIE | ASSITANT TREASURER/FIN OP; TREASURER/FIN OP | — |
| MIHAL SHAWN MICHAEL | CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | — |
| OHLIN PAUL ROBERT | TREASURER/FINOP | — |
| MCVEY JAMES THOMAS | CHIEF MARKETING OFFICER/DIR | — |
| GIRMANN DAVID ANDREW | CHIEF MARKETING OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/36451/brochure
- Similar advisers: https://search.stillhousedata.com/firm/36451/similar
- Related entities: https://search.stillhousedata.com/firm/36451/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/36451

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.