# CUTWATER ASSET MANAGEMENT CORP.

CUTWATER ASSET MANAGEMENT CORP. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 37214
- Type: SEC-registered investment adviser
- SEC file number: 801-46649
- Location: 200 PARK AVE, 7TH FLOOR, NEW YORK, NY, 10016
- Phone: 212-527-1800
- Latest filing: 2018-03-31
- Regulatory AUM: $423.4M
- Discretionary AUM: $240.6M
- Non-discretionary AUM: $182.8M
- Accounts: 20

## Officers, owners & control persons (28)

_Showing 25 of 28 people._

| Name | Role | Location |
| --- | --- | --- |
| [HARRIS MITCHELL EVAN](https://search.stillhousedata.com/person/738430) | CHAIRMAN | — |
| [CORSO CLIFFORD DEAN](https://search.stillhousedata.com/person/740397) | CEO; CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR; CHIEF COMPLIANCE OFFICER (+3 more) | — |
| [FERA SHARON ANN](https://search.stillhousedata.com/person/740398) | VICE PRESIDENT | — |
| [VOLTZ SUSAN ANNE](https://search.stillhousedata.com/person/740399) | DIRECTOR; VICE PRESIDENT | — |
| [SCHACHINGER JOSEPH RALPH SR](https://search.stillhousedata.com/person/740400) | FINANCIAL OPERATIONS PRINCIPAL | — |
| [ROBERT T CLAIBORNE](https://search.stillhousedata.com/person/740401) | DIRECTOR | — |
| [WALZ RICHARD JOHN](https://search.stillhousedata.com/person/740402) | CHIEF COMPLIANCE OFFICER; FINANCIAL OPERATIONS PRINCIPAL | — |
| [BLAIR CAROL KUNA](https://search.stillhousedata.com/person/740403) | MANAGING DIRECTOR | — |
| [CHUBINSKY LEONARD ISRAEL](https://search.stillhousedata.com/person/740404) | CHIEF LEGAL OFFICER; SECRETARY | — |
| [MORRIS MARC DANA](https://search.stillhousedata.com/person/740405) | DIRECTOR; TREASURER AND DIRECTOR | — |
| [MCCOLLUM TREVOR DAVID](https://search.stillhousedata.com/person/740406) | MANAGING DIRECTOR | — |
| [FALLON WILLIAM CHARLES](https://search.stillhousedata.com/person/740407) | DIRECTOR | — |
| [BERRIGAN EDMUND GERARD](https://search.stillhousedata.com/person/740408) | DIRECTOR AND MANAGING DIRECTOR | — |
| [DUNTON GARY CHARLES](https://search.stillhousedata.com/person/761423) | CHAIRMAN, DIRECTOR | — |
| [BUDNICK NEIL G](https://search.stillhousedata.com/person/761424) | TREASURER AND DIRECTOR | — |
| [BERRIGAN EDMUND GERALD](https://search.stillhousedata.com/person/761425) | MANAGING DIRECTOR; VICE PRESIDENT | — |
| [OHANESIAN ROBERT MARK](https://search.stillhousedata.com/person/765015) | SENIOR MANAGING DIRECTOR | — |
| [SHULMAN ROBIN JAYNE](https://search.stillhousedata.com/person/771338) | CHIEF COMPLIANCE OFFICER | — |
| [SEVELY JOSEPH LOWNDES](https://search.stillhousedata.com/person/775741) | DIRECTOR AND CHIEF FINANCIAL OPERATIONS OFFICER; TREASURER AND DIRECTOR | — |
| [BROWN WILLIAM THACHER](https://search.stillhousedata.com/person/781199) | DIRECTOR | — |
| [STORCH ERIC DANIEL](https://search.stillhousedata.com/person/781558) | VICE PRESIDENT | — |
| [BRISK GREGORY ALLAN](https://search.stillhousedata.com/person/795597) | DIRECTOR | — |
| [PAGANO DANIELLE MARIA](https://search.stillhousedata.com/person/804049) | DIRECTOR | — |
| [GELMAN SETH](https://search.stillhousedata.com/person/814002) | CHIEF COMPLIANCE OFFICER | — |
| [FARQUHARSON CHARLES BOWEN](https://search.stillhousedata.com/person/814613) | DIRECTOR | — |


## Private funds (6)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| 9206761166 | Securitized Asset Fund | — | 4 | $57.3M | $1.0M |
| 8510672670 | Securitized Asset Fund | — | 2 | $53.2M | $500K |
| 1426089636 | Securitized Asset Fund | — | 3 | $28.0M | $1.0M |
| 5349305336 | Securitized Asset Fund | — | 10 | $22.1M | $1.0M |
| 5313745289 | Securitized Asset Fund | — | 2 | $20.9M | $1.0M |
| 4765262782 | Securitized Asset Fund | — | 4 | $1.4M | $200K |


## Fund service providers (3)

- administrator: QSPV LIMITED — 3 funds
- administrator: MAPLES FINANCE LIMITED — 2 funds
- administrator: WALKERS SPV LIMITED

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/37214/brochure
- Similar advisers: https://search.stillhousedata.com/firm/37214/similar
- Related entities: https://search.stillhousedata.com/firm/37214/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/37214

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.