# THE PENN INVESTMENT GROUP, INC.

THE PENN INVESTMENT GROUP, INC. of AUSTIN, TX is an SEC-registered investment adviser.

## Registration

- CRD: 38530
- Type: SEC-registered investment adviser
- SEC file number: 801-61892
- Location: 515 CONGRESS AVENUE, SUITE 1610, AUSTIN, TX, 78701
- Phone: 512-477-3110
- Latest filing: 2005-09-07
- Regulatory AUM: $101.2M
- Discretionary AUM: $99.2M
- Non-discretionary AUM: $2.0M
- Clients: 1
- Accounts: 107

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| Ford R William | VICE PRESIDENT, MUNI PRINCIPAL, DIRECTOR | Washington, DC |
| MILLER JAMES ALLEN | FINOP/VP OPERATIONS; MUNI PRINCIPAL | — |
| PENN FRANK WALTER | PRESIDENT; PRESIDENT/ SROP/ CROP/ DIRECTOR; PRESIDENT/ SROP/ CROP/ DIRECTOR /CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/38530/brochure
- Similar advisers: https://search.stillhousedata.com/firm/38530/similar
- Related entities: https://search.stillhousedata.com/firm/38530/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/38530

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.