# BRIGHTON SECURITIES CORP.

BRIGHTON SECURITIES CORP. of ROCHESTER, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 3875
- Type: SEC-registered investment adviser
- SEC file number: 801-62276
- Location: 1703 MONROE AVENUE, ROCHESTER, NY, 14618
- Phone: 585-473-3590
- Latest filing: 2026-04-21
- Regulatory AUM: $931.0M
- Discretionary AUM: $355.0M
- Non-discretionary AUM: $576.0M
- Clients: 26
- Accounts: 3,130

## Business model

- Compensation: % of AUM, Hourly, Fixed, Commissions
- Clients served: Individuals, High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (48)

_Showing 25 of 48 people._

| Name | Role | Location |
| --- | --- | --- |
| Wade William | VICE PRESIDENT - FINANCIAL ADVISORS | Sioux Falls, SD |
| RYAN G PATRICK | DIRECTOR; DIRECTOR / SHAREHOLDER | CHICAGO, IL |
| Ferraro Lee Christopher | CHIEF COMPLIANCE OFFICER | New York, NY |
| Ryan R Patrick | DIRECTOR; DIRECTOR / SHAREHOLDER | BEND, OR |
| George Thomas Conboy | CEO; CHAIRMAN | — |
| Douglas Arthur Hendee | VICE PRESIDENT | — |
| Robert A Kravetz | SENIOR VICE PRESIDENT- FINANCIAL ADVISOR | — |
| Stephen T. Hicks | FINANCIAL ADVISOR | — |
| Ethan Joel Wade | VICE PRESIDENT - FINANCIAL ADVISOR | — |
| Charles William Wade | VICE PRESIDENT - FINANCIAL ADVISORS | — |
| Lori Ann Alberts | CCO; CEO | — |
| Salvatore Anthony Fasciano | VICE PRESIDENT - FINANCIAL ADVISOR | — |
| Todd W Alexander | FINANCIAL ADVISOR | — |
| Melissa Hawryschuk | SHAREHOLDER | — |
| Samuel Joseph Dinorma | FINANCIAL ADVISOR | — |
| Ekaterina A Meloni | FINOP | — |
| CONBOY GEORGE THOMAS | CEO; CHAIRMAN; CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER (+2 more) | — |
| GRODEN CATHERINE ANN | DIRECTOR; SHAREHOLDER | — |
| GUINNESS MICHAEL DAMON | DIRECTOR; SHAREHOLDER | — |
| ROSENBLATT HANNAH LEVINE | SHAREHOLDER | — |
| BEATON DANIEL STEWART | FIN OP | — |
| LOHWATER ROBERT LAWRENCE | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, FINOP; CHIEF COMPLIANCE OFFICER, FINOP, CROP (+1 more) | — |
| ALEXANDER JOHN W | FINANCIAL ADVISOR | — |
| FRANCIS DAVID CHARLES | SENIOR VICE PRESIDENT - FINANCIAL ADVISOR | — |
| LEVINE MARSHALL LEE | SHAREHOLDER | — |


## Disclosures (22)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-07-25 | regulatory | SECTION 206(2) OF THE ADVISORS ACT - THESE PROCEEDINGS ARISE OUT OF BRIGHTON SECURITIES CORP AND CONTROL AFFILIATE BRIGHTON SECURITIES CAPITAL MANANGEMENT, FAILURE TO DISCLOSE TO ADVISORY CLIENTS CONFLICTS OF INTEREST ARISING FROM VARIOUS INCENTIVES BRIGHTON SECURITIES RECEIVED FROM THE CLEARING FIR… | Final | $175K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/3875/brochure
- Similar advisers: https://search.stillhousedata.com/firm/3875/similar
- Related entities: https://search.stillhousedata.com/firm/3875/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/3875

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.