# LEERINK SWANN LLC

LEERINK SWANN LLC of BOSTON, MA is an SEC-registered investment adviser.

## Registration

- CRD: 39011
- Type: SEC-registered investment adviser
- SEC file number: 801-68264
- Location: ONE FEDERAL ST., 37TH FL, BOSTON, MA, 02110
- Phone: 617-248-1601
- Latest filing: 2012-03-24
- Regulatory AUM: $50.5M
- Discretionary AUM: $30.8M
- Non-discretionary AUM: $19.7M
- Clients: 6
- Accounts: 90

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| Devereaux Edward | CHIEF COMPLIANCE OFFICER (CCO) | Plano, TX |
| PELLEGRINO JOHN RICHTER | CHIEF COMPLIANCE OFFICER (CCO), MANAGING DIRECTOR | — |
| LEERINK JEFFREY ALAN | CEO/DIRECTOR/TRUSTEE; UNIT HOLDER | — |
| NEWMAN ANDREW RYAN | TREASURER | — |
| DUBIN DANIEL BARRY | DIRECTOR/TRUSTEE | — |
| MCPHEE JOHN SPAULDING | SROP/CROP | — |
| GERHOLD TIMOTHY ALBERT GEORGE | CHIEF LEGAL OFFICER | — |
| DEFRONZO PAUL JAMES | FINOP | — |
| GENTILE JOSEPH ROBERT | CHIEF OPERATIONS OFFICER | — |
| ZHONG QI YU | FINOP | — |
| PALLAN RICHARD NELSON | DIRECTOR/TRUSTEE | — |
| FLEMING JONATHAN JEDIDIAH | DIRECTOR/TRUSTEE | — |
| WHELAN ROBERT MICHAEL JR | DIRECTOR/TTEE | — |
| CAWTHORN ROBERT E | TRUSTEE OF THE TRUST/DIRECTOR OF CORPORATION | — |
| CORNELUS JAMES MILTON | TRUSTEE OF THE TRTUST/DIRECTOR OF CORPORATION | — |
| SWANN LAURENCE ERIC | DIRECTOR/TRUSTEE | — |
| GERHOLD TIMOTHY A | CHIEF LEGAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/39011/brochure
- Similar advisers: https://search.stillhousedata.com/firm/39011/similar
- Related entities: https://search.stillhousedata.com/firm/39011/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/39011

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.