# CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC. of FAIRFIELD, IA is an SEC-registered investment adviser.

## Registration

- CRD: 39543
- Type: SEC-registered investment adviser
- SEC file number: 801-51411
- Location: 56 E. BURLINGTON AVENUE, FAIRFIELD, IA, 52556
- Phone: 641-472-5100
- Latest filing: 2005-03-18
- Regulatory AUM: $1.3B
- Discretionary AUM: $817.6M
- Non-discretionary AUM: $480.7M
- Clients: 51
- Accounts: 9,323

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Martin Worthington Lynn | SR. VICE PRESIDENT, COMPLIANCE/CCO/DIRECTOR | — |
| LYLE TIMOTHY JAMES | SR.VICE PRESIDENT, COMPLIANCE/CHIEF COMPLIANCE OFFICER/CROP | — |
| GUY JAMES EUGENE | EXEC VICE PRESIDENT/BUSINESS DEVELOPMENT; EXEC VICE PRESIDENT/CHIEF MARKETING OFFICER; EXEC VICE PRESIDENT/CHIEF MARKETING OFFICER/DIRECTOR | — |
| MCGIVNEY JOHN MICHAEL | SR. VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| SCHWARTZ ERIC | PRESIDENT; PRESIDENT/CEO/DIRECTOR; PRESIDENT/CEO/DIRECTOR/FIN OP (+2 more) | — |
| DOLLIVE PETER DOMENICO | SR.VICE PRESIDENT/TREASURER; VICE PRESIDENT/SECRETARY/SROP/ROP/CROP | — |
| WEBBER AMY LYNN | EXEC VICE PRESIDENT/CHIEF OPERATING OFFICER/SEC'Y; EXEC VICE PRESIDENT/CHIEF OPERATING OFFICER/SEC'Y/DIRECTOR; EXEC VICE PRESIDENT/COO (+4 more) | — |
| BALLARD DAWN MICHELLE | VICE PRESIDENT, FINANCE & ACCOUNTING/FINOP; VICE PRESIDENT-FINANCE/FINOP | — |
| FISCHER CAROL LYNN | DIRECTOR OF OFFICE ADMINISTRATION/SROP/CROP/ROP/MSRBP; VICE PRESIDENT, ADMINISTRATION/CROP/MSRBP; VICE PRESIDENT, OFFICE ADMINISTRATION/CROP/SROP/ROP/MSRBP (+1 more) | — |
| MILLS JAMES MATTHEW | ASS'T VICE PRESIDENT, TRADING & OPERATIONS/SROP/ROP | — |
| LISTER TERRY LEE | EXEC. VICE PRESIDENT/SEC'Y/GENERAL COUNSEL; EXEC. VICE PRESIDENT/SEC'Y/GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER; EXEC. VICE PRESIDENT/SEC'Y/GENERAL COUNSEL/DIR OF COMPLIANCE (+2 more) | — |
| HOLTZ LOUISE DOROTHY | VICE PRESIDENT/DIR OF TRADING-OPERATIONS/SROP/ROP/CROP; VICE PRESIDENT/DIR OF TRADING-OPERATIONS/SROP/ROP/CROP/ASS'T DIR COMPLIANCE | — |
| KASHAN MARION A | DIRECTOR OF COMPLIANCE - ADMINISTRATIVE DIVISION; VICE PRESIDENT, COMPLIANCE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/39543/brochure
- Similar advisers: https://search.stillhousedata.com/firm/39543/similar
- Related entities: https://search.stillhousedata.com/firm/39543/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/39543

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.