# GUGGENHEIM FUNDS DISTRIBUTORS, LLC

GUGGENHEIM FUNDS DISTRIBUTORS, LLC of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 39805
- Type: SEC-registered investment adviser
- SEC file number: 801-54810
- Location: 227 WEST MONROE STREET, 7TH FLOOR, CHICAGO, IL, 60606
- Phone: 312-357-1007
- Latest filing: 2026-03-31
- Regulatory AUM: $7.8B
- Discretionary AUM: $7.8B
- Clients: 245
- Accounts: 290

## Business model

- Compensation: % of AUM, Other

## Officers, owners & control persons (50)

_Showing 25 of 50 people._

| Name | Role | Location |
| --- | --- | --- |
| Dominick Nmn Cogliandro | CHIEF OPERATING OFFICER, UNIT INVESTMENT TRUST BUSINESS | — |
| Amy Jo Lee | GENERAL COUNSEL, SECRETARY, AND SENIOR MANAGING DIRECTOR | — |
| Dennis Ryan Metzger | CHIEF COMPLIANCE OFFICER | — |
| Elisabeth Ann Miller | SENIOR MANAGING DIRECTOR | — |
| Christopher Vito Parisi | HEAD OF DISTRIBUTION, SENIOR MANAGING DIRECTOR | — |
| Dina Marie Dilorenzo | PRESIDENT OF THE BROKER DEALER, GUGGENHEIM FUNDS DISTRIBUTORS, LLC | — |
| Ying Chan | FINANCIAL AND OPERATIONS PRINCIPAL | — |
| MEITZNER ALEX R | CHAIRMAN OF THE BOARD, | — |
| MILLER KATHLEEN ANN | SENIOR MANAGING DIRECTOR; VICE PRESIDENT | — |
| MILLER G WILLIAM | CHIEF EXECUTIVE OFFICER AND PRESIDENT | — |
| LEE AMY JO | GENERAL COUNSEL, SECRETARY, AND SENIOR MANAGING DIRECTOR; VICE PRESIDENT AND SECRETARY; VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | — |
| MINERD BYRON SCOTT | DIRECTOR | — |
| ROBINSON KAREN M | SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL | — |
| HOOTEN DAVID CHARLES | CHAIRMAN OF THE BOARD OF DIRECTORS; CHAIRMAN OF THE BOARD OF DIRECTORS, CEO | — |
| DALMASO NICHOLAS | COO, GENERAL COUNSEL; EXECUTIVE VICE PRESIDENT/DIRECTOR; EXECUTIVE VICE PRESIDENT, SECRETARY, TREASURER, COO, GENERAL COUNSEL, DIRECTOR (+1 more) | — |
| DILEONARDI ANTHONY JAMES | DIRECTOR; SENIOR MANAGING DIRECTOR; VICE CHAIRMAN | — |
| RIGERT MICHAEL JOSEPH | PRESIDENT; VICE CHAIRMAN | — |
| KOCHEVAR ANNE STEELE | MANAGING DIRECTOR AND CCO; MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER; SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | — |
| COGLIANDRO DOMINICK | CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER; MANAGING DIRECTOR AND COO | — |
| ALBELDA BRUCE RUDOLPH | CHIEF FINANCIAL OFFICER; SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | — |
| HOOTEN KENNETH DWIGHT | BOARD OF DIRECTOR | — |
| CHAMBERLAIN SUSAN MERLE | CHIEF COMPLIANCE OFFICER (OF IA ONLY) | — |
| DALMASO NICHOLAS NMN | CHIEF ADMINSTRATIVE OFFICER | — |
| SAXON BRUCE NMN | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| FUTRELL JOHN THOMAS | SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| BAYSIDE | NY | 2 | 718-766-9660 |
| LISLE | IL | 1 | 630-505-3700 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/39805/brochure
- Similar advisers: https://search.stillhousedata.com/firm/39805/similar
- Related entities: https://search.stillhousedata.com/firm/39805/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/39805

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.