# HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC of CONSHOHOCKEN, PA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 4031
- Type: SEC-registered investment adviser
- SEC file number: 801-56151
- Location: 161 WASHINGTON STREET, CONSHOHOCKEN, PA, 19428
- Phone: 215-957-7300
- Latest filing: 2026-04-24
- Regulatory AUM: $9.0B
- Discretionary AUM: $648.2M
- Non-discretionary AUM: $8.4B
- Clients: 485
- Accounts: 28,369

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (109)

_Showing 25 of 109 people._

| Name | Role | Location |
| --- | --- | --- |
| Miller Joseph | PRESIDENT & CHIEF EXECUTIVE OFFICER, & DIRECTOR | Juniper, FL |
| Victoria Marie Robinson | CHIEF COMPLIANCE OFFICER, MANAGER | — |
| Ann-Marie Mason | CHIEF LEGAL OFFICER AND SECRETARY | — |
| David Michael O'Malley | CHAIRMAN AND MANAGER | — |
| Keith Gordon Huckerby | MANAGER | — |
| Heather Jill Nagengast | MANAGER; PRESIDENT, MANAGER | — |
| Justin Wyant | MANAGER | — |
| Niki Lee Muller | PRINCIPAL OPERATIONS OFFICER | — |
| Radford Michael Gunzenhauser | FINOP | — |
| Karthick Dalawai Narayanswamy | MANAGER | — |
| Aaron J Gordon | PRESIDENT, MANAGER | — |
| Cristina Marie Leder | FINOP | — |
| TORAN DANIEL JAMES | CHAIRMAN & DIRECTOR; CHAIRMAN OF THE BOARD & DIRECTOR; CHAIRMAN  OF THE BORAD & DIRECTOR | — |
| MULROONEY NINA MARIE | DIRECTOR; SENIOR VICE PRESIDENT, COMPLIANCE; SENIOR VICE PRESIDENT, COMPLIANCE, CHIEF COMPLIANCE OFFICER & DIRECTOR (+2 more) | — |
| MILLER STEVEN OTT | PRESIDENT & CEO; SENIOR VICE-PRESIDENT, INDEPENDENCE FINANCIAL NETWORK; SENIOR VICE-PRESIDENT, INDEPENDENCE FINANCIAL NETWORK, DIRECTOR | — |
| MARTIN PAUL IRA | DIRECTOR -CONTRACTS, LICENSING & REGISTRATION | — |
| BEST JR FRANKLIN LUTHER | COUNSEL; COUNSEL & SECRETARY | — |
| LABEL ROBYN GAIL | DIRECTOR; VICE PRESIDENT, MARKET CONDUCT AND COMPLIANCE | — |
| RUSH NANCY SPIVEY | ASSISTANT VICE PRESIDENT - BENEFITS & RISK MANAGEMENT; VICE PRESIDENT - BENEFITS & RISK MANAGEMENT | — |
| BIONDOLILLO MICHAEL ANDREW | DIRECTOR | — |
| CLARK JAMES BRIAN | COMPLIANCE REGISTERED OPTIONS PRINCIPAL; REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL | — |
| SIMONS THOMAS ROLAND | REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL; SENIOR REGISTERED OPTIONS PRINCIPAL | — |
| POLAKOWSKI STACEY NINA | TREASURER; TREASURER & CONTROLLER | — |
| DAMBRISI PHILLIP PAUL | MANAGING DIRECTOR PRODUCTS & FIELD SUPPORT; SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER; SR. VICE PRESIDENT & CHIEF OPERATING OFFICER, DIRECTOR (+1 more) | — |
| CLEMENS GREGORY JON | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | — |


## Disclosures (21)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-03-21 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO REASONABLY SUPERVISE A REGISTERED REPRESENTATIVE'S DISCLOSED, BUT UNAPPROVED, OUTSIDE BUSINESS ACTIVITY (OBA) INVOLVING THE SALE OF A SECURITY DESCRIBED AS A STRUCTURED CASH… | Final | $180K |
| 2017-11-14 | regulatory | THE FIRM FAILED TO REASONABLY SUPERVISE REPRESENTATIVES' SALE OF MULTI-SHARE CLASS VARIABLE ANNUITIES, AND FAILED TO PROVIDE TRAINING TO ITS REPRESENTATIVES AND PRINCIPALS ON THE SALE AND SUPERVISION OF MULTI-SHARE CLASS VARIABLE ANNUITIES. ALSO, THE FIRM FAILED TO ADEQUATELY SUPERVISE THE PRIVATE S… | Final | $275K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/4031/brochure
- Similar advisers: https://search.stillhousedata.com/firm/4031/similar
- Related entities: https://search.stillhousedata.com/firm/4031/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/4031

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.