# BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC. of FOLSOM, CA is an SEC-registered investment adviser.

## Registration

- CRD: 40395
- Type: SEC-registered investment adviser
- SEC file number: 801-51940
- Location: 1110 IRON POINT RD STE 100, FOLSOM, CA, 95630
- Phone: 866-822-9880
- Latest filing: 2012-05-01
- Regulatory AUM: $179.7M
- Discretionary AUM: $179.7M
- Clients: 11
- Accounts: 1,060

## Officers, owners & control persons (44)

_Showing 25 of 44 people._

| Name | Role | Location |
| --- | --- | --- |
| Miller Joseph | CHIEF COMPLIANCE OFFICER,  VP, DEP GEN COUNSEL, PRIVACY, AML, IDENTITY THEFT PROTECTION POLICY, & RISK OFFICER; SENIOR VP, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL (AML OFFICER, ITPP OFFICER, PRIVACY OFFICER), CORPORATE SECRETARY; VP, CHIEF COMPLIANCE OFFICER, AML OFFICER, IDENTITY THEFT PREVENTION OFFICER (+1 more) | Juniper, FL |
| WERTHEIM PAMELA JANINE | DIRECTOR | — |
| MCWHORTER STEVEN FORD | CEO, DIRECTOR; DIRECTOR | — |
| NAGENGAST JAMES DELWYN | CEO, DIRECTOR; DIRECTOR | — |
| HULETT KIRK JESSE | DIRECTOR | — |
| KING DENNIS MICHAEL | DIRECTOR, SR. VP; SR. VP; SR. VP, BUSINESS DEVELOPMENT | — |
| PARSONS GAYLE ELIZABETH | VICE PRESIDENT, TREASURER & ACCOUNTING; VP, FINOP; VP, TREASURER, FINOP | — |
| MARTIN RODNEY OWEN JR | DIRECTOR | — |
| LEE AMY JO | DIRECTOR | — |
| ODLUM MICHAEL GREGORY | DIRECTOR | — |
| SWANK THOMAS ANTHONY | DIRECTOR | — |
| BRECEK ROLAND | PRESIDENT, CEO; PRESIDENT, CEO, DIRECTOR, CHAIRMAN OF BOARD; PRESIDENT, DIRECTOR | — |
| YOUNG HAROLD FREDRICK II | CFO; CFO, DIRECTOR; DIRECTOR | — |
| RANNEY CHRISTOPHER JOHN | CEO, CHAIRMAN OF THE BOARD, DIRECTOR, BYA CORPORATE SECRETARY; CEO, PRESIDENT, CHAIRMAN OF THE BOARD, DIRECTOR, BYA CORPORATE SECRETARY; CEO, PRESIDENT, DIRECTOR (+3 more) | — |
| DELANEY THOMAS RICHARD II | CBO, SROP; CBO, SROP, CCO FOR RIA; CHIEF COMPLIANCE OFFICER, CROP, CBO (+4 more) | — |
| PECK KATRINA LARISA | DIRECTOR BROKER-DEALER AND ADVISORY SERVICES, SROP, MUNI OP; DIRECTOR BROKER-DEALER, SROP; DIRECTOR OF SUPERVISION | — |
| BACHMAN BRADLEY ALAN | MUNI, OP | — |
| PACLIK BARBARA SUSAN | DIRECTOR OF ADVISORY SERVICES; VP, ADVISORY SERVICES | — |
| BROWNFIELD TAMARA LYNN | FINANCIAL OPERATIONS PRINCIPAL | — |
| KAEHR THOMAS RICHARD | CFO; CFO & DIRECTOR; CFO, FINOP & DIRECTOR (+2 more) | — |
| FARMER LEIA ELIZABETH | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, CROP | — |
| BRECEK ROXANNE CRYSTAL LOUISE | DIRECTOR OF SALES AND MARKETING | — |
| BORUP PHILLIP PETER | FINANCIAL & OPERATIONS PRINCIPAL; FINANCIAL & OPERATIONS PRINCIPAL, CFO | — |
| YOUNG WALTER HOWARD III | CHIEF COMPLIANCE OFFICER, MSRB PRINCIPAL; CHIEF OF COMPLIANCE/OPERATIONS, MSRB PRINCIPAL; CHIEF OF OPERATIONS | — |
| DEWALD TERRANCE SHAWN | SENIOR VP, GENERAL COUNSEL, INTERIM RISK OFFICER & SECRETARY; SENIOR VP, GENERAL COUNSEL, SECRETARY | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/40395/brochure
- Similar advisers: https://search.stillhousedata.com/firm/40395/similar
- Related entities: https://search.stillhousedata.com/firm/40395/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/40395

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.