# LOCKWOOD FINANCIAL SERVICES, INC.

LOCKWOOD FINANCIAL SERVICES, INC. of MALVERN, PA is an SEC-registered investment adviser.

## Registration

- CRD: 40655
- Type: SEC-registered investment adviser
- SEC file number: 801-51863
- Location: 10 VALLEY STREAM PKWY, MALVERN, PA, 19355
- Phone: 610-695-9150
- Latest filing: 2010-04-30
- Regulatory AUM: $1.3B
- Discretionary AUM: $1.3B
- Clients: 11
- Accounts: 7,034

## Officers, owners & control persons (35)

_Showing 25 of 35 people._

| Name | Role | Location |
| --- | --- | --- |
| Robinson B George | CHIEF INVESTMENT OFFICER, VICE PRESIDENT; PRESIDENT, CHIEF INVESTMENT OFFICER; PRESIDENT, MANAGING DIRECTOR | Santa Monica, CA |
| MASTRO THOMAS J | TREASURER | — |
| BICKET PATRICIA ANN | SECRETARY | — |
| BRUECKNER RICHARD FREDERICK | DIRECTOR | — |
| RAPPOLD CHARLES EDWARD II | DIRECTOR | — |
| SCHULMAN ROBERT IVAN | DIRECTOR | — |
| SCARPATI GERARD | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/ASST. TREASURER; CHIEF FINANCIAL OFFICER/ASST. TREASURER/VP | — |
| RICCIARDI LUIGI J | DIRECTOR | — |
| REINHART LEONARD ALAN | DIRECTOR; DIRECTOR/VP; PRESIDENT (+2 more) | — |
| DETWILER ELIZABETH C | ASST. SECRETARY | — |
| ZANGRE ANTHONY | VICE PRESIDENT | — |
| SISLER HEATHER | ASST. SECRETARY | — |
| LOGUE MICHELLE MARIE | CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| SHEA BRIAN THOMAS | CHAIRMAN; CHAIRMAN, DIRECTOR | — |
| MCCLELLAN CHRISTINA MARIE | ASSISTANT TREASURER; CHIEF FINANCIAL OFFICER | — |
| SEUFFERT JAMES JOSEPH | DIRECTOR; DIRECTOR, VICE PRESIDENT; PRESIDENT/DIRECTOR (+1 more) | — |
| WALLESTAD DENNIS ALLEN | DIRECTOR | — |
| WORTHAM LEE | DIRECTOR | — |
| DUDDIE ROBERT JOSEPH | CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER/VP | — |
| GIZZI EMIL | CHIEF FINANCIAL OFFICER/FINOP | — |
| SWARTS JOHN SMITH | VICE PRESIDENT | — |
| ROGAN BRIAN GERARD | DIRECTOR | — |
| CUTCLIFF CHAD JAMES | CHIEF FINANCIAL OFFICER, VICE PRESIDENT; VICE PRESIDENT, TREASURER | — |
| GOULANDRIS PETER JOHN | SHAREHOLDER | — |
| LOHR JOHN ROBERT | DIRECTOR/GENERAL COUNSEL | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/40655/brochure
- Similar advisers: https://search.stillhousedata.com/firm/40655/similar
- Related entities: https://search.stillhousedata.com/firm/40655/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/40655

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.