# HORAN SECURITIES, INC.

HORAN SECURITIES, INC. of CINCINNATI, OH is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 40794
- Type: SEC-registered investment adviser
- SEC file number: 801-107181
- Location: 8044 MONTGOMERY RD, STE 640, CINCINNATI, OH, 45236
- Phone: 513-745-0707
- Latest filing: 2025-03-29
- Regulatory AUM: $698.2M
- Discretionary AUM: $697.0M
- Non-discretionary AUM: $1.2M
- Clients: 27
- Accounts: 2,245

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions, Corporations

## Officers, owners & control persons (21)

| Name | Role | Location |
| --- | --- | --- |
| Terence Lee Horan | PRESIDENT | — |
| Michael Dunlap Napier | VICE PRESIDENT/ REG REP | — |
| Gregory Leo Hoernschemeyer | VICE PRESIDENT/REG REP | — |
| Geoffrey Edward Solomon | VICE PRESIDENT | — |
| Connie Sue Grosser | CHIEF COMPLIANCE OFFICER | — |
| Michael Jason Reynolds | CHIEF FINANCIAL OFFICER | — |
| GROSSER CONNIE SUE | CHIEF COMPLIANCE OFFICER | — |
| SOLOMON JOEL EDWARD | VICE PRESIDENT; VICE PRESIDENT / REG REP | — |
| CHAPMAN SUZANNE ELIZABETH | CCO | — |
| HORAN TERENCE LEE | CCO; PRESIDENT; PRESIDENT & CCO | — |
| KREBS KURT B | CHIEF FINANCIAL OFFICER | — |
| TRAGESSER MICHAEL E JR | CHIEF COMPLIANCE OFFICER | — |
| HENDRICKS JAMES ROBERT | CFO | — |
| POWELL TIMOTHY GLENN | VICE PRESIDENT/ REG REP | — |
| NAPIER MICHAEL DUNLAP | VICE PRESIDENT/ REG REP | — |
| FERRELL AMANDA ELIZABETH | CCO | — |
| HOERNSCHEMEYER GREGORY LEO | VICE PRESIDENT/REG REP | — |
| SHOEMAKE THOMAS ALLEN | CHIEF COMPLIANCE OFFICER | — |
| HORAN JOHN RYAN | DEPT DIRECTOR, RETIREMENT PLAN CONSULTING | — |
| LANCE NICOLAS ERIC | CHIEF OPERATING OFFICER | — |
| REYNOLDS MICHAEL JASON | CHIEF FINANCIAL OFFICER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2004-08-04 | regulatory | IN VIOLATION OF SEC RULE 15C3-1 AND NASD CONDUCT RULE 2110 FOR FAILURE TO MAINTAIN A MINIMUM NEW CAPITAL REQUIREMENTS | Final | $5K |
| 2001-10-01 | regulatory | FAILURE TO MEET NET CAPITAL REQUIREMENTS UNDER NASD CONDUCT RULE 2110 AND SEC RULE 15C 3-1. | Final | $2K |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| FORT MITCHELL | KY | 4 | 8595724500 |
| FORT MITCHELL | KY | 4 | 8595724500 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/40794/brochure
- Similar advisers: https://search.stillhousedata.com/firm/40794/similar
- Related entities: https://search.stillhousedata.com/firm/40794/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/40794

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.