# USALLIANZ SECURITIES, INC.

USALLIANZ SECURITIES, INC. of MINNEAPOLIS, MN is an SEC-registered investment adviser.

## Registration

- CRD: 40875
- Type: SEC-registered investment adviser
- SEC file number: 801-56316
- Location: 5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN, 55416
- Phone: 888-446-5872
- Latest filing: 2006-06-16
- Clients: 51

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| Adrian Francis Lee | PRESIDENT, CHIEF MARKETING OFFICER; PRESIDENT, CHIEF MARKETING OFFICER, DIRECTOR; PRESIDENT, CHIEF MARKETING OFFICER, DIRECTOR, COMPLIANCE OFFICER | — |
| HUGHES MICHAEL GARY | DIRECTOR | — |
| VITIELLO VINCENT GERARD | CHAIRMAN OF THE BOARD | — |
| JORGENSEN MICHAEL JAMES | PRESIDENT | — |
| WALTHER COREY JAY | VICE PRESIDENT MARKETING; VICE PRESIDENT-MARKETING | — |
| GARDNER TRACY HOHENSEE | DIRECTOR; PRESIDENT, CEO, COO, CHIEF COMPLIANCE OFFICER | — |
| KAVANAUGH JOHN PATRICK | SENIOR VICE PRESIDENT OF MARKETING | — |
| TRENTOR JOHN DAVID | SECRETARY, CAO; SECRETARY, CAO, DIRECTOR; VICE PRESIDENT, OPERATIONS | — |
| SCHERBARTH STEVEN RICHARD | SENIOR VICE PRESIDENT - SALES; SENIOR VICE PRESIDENT - SALES AND MARKETING; SENIOR VICE PRESIDENT - SALES AND MARKETING, CHIEF MARKETING OFFICER (+1 more) | — |
| FOLEY PATRICK MICHAEL | CHAIRMAN OF THE BOARD | — |
| TUFFORD ANDREW JAMES | CHIEF FINANCIAL OFFICER, TREASURER; CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY, CAO, DIRECTOR | — |
| TYSON LYNN CARLTON | PRESIDENT, DIRECTOR | — |
| BLASING LISA LYNN | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | — |
| HOWELL RUTH ANNETTE | CHIEF COMPLIANCE OFFICER | — |
| BURNS MICHAEL DENNIS | CHIEF COMPLIANCE OFFICER | — |
| MACDONALD ROBERT WILLIAM | DIRECTOR | — |
| BIZER KRISTI KAY | TREASURER, CFO; VICE PRESIDENT OPERATIONS, CFO, FINOP | — |
| FARLEY MICHAEL WILLIAM | DIRECTOR | — |
| ROSENBAUM PHILIP BRENT | TREASURER | — |
| ZESBAUGH MARK ALLEN | SECRETARY/CHAIRMAN | — |
| INGERSOLL THADDEUS WINTHROP III | COMPLIANCE MANAGER, SENIOR REGISTERED OPTIONS PRINCIPAL | — |
| FOLEY SHARON LEE | PRESIDENT, CHIEF MARKETING OFFICER, DIRECTOR | — |
| KANCANS JOHN ANDREW | CHIEF COMPLIANCE OFFICER; VP COMPLIANCE | — |
| HAGBERG DANIEL JOHN | VICE PRESIDENT, MARKETING | — |
| KAVITSKY CHARLES MORRIS | CHAIRMAN OF THE BOARD | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/40875/brochure
- Similar advisers: https://search.stillhousedata.com/firm/40875/similar
- Related entities: https://search.stillhousedata.com/firm/40875/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/40875

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.