# ROBERTSON STEPHENS, INC.

ROBERTSON STEPHENS, INC. of SAN FRANCISCO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 41271
- Type: SEC-registered investment adviser
- SEC file number: 801-55825
- Location: 555 CALIFORNIA STREET, SUITE 2600, SAN FRANCISCO, CA, 94104
- Phone: 415-781-9700
- Latest filing: 2002-03-28
- Regulatory AUM: $3.6B
- Discretionary AUM: $3.6B
- Clients: 501
- Accounts: 1,372

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| Carter L John | PRESIDENT & BOARD OF DIRECTORS | Columbus, OH |
| POWERS SCOTT FRANCIS | DIRECTOR OF RESEARCH | — |
| RYAN RONALD JOSEPH | CHIEF FINANCIAL OFFICER, FINOP, BOARD OF DIRECTORS | — |
| CARUSO ROBERT JOSEPH | CHIEF FINANCIAL OFFICER, FINOP | — |
| CASEY MICHAEL JOHN | GENERAL COUNSEL | — |
| STONE ANDREW DAVID | DIRECTOR OF COMPLIANCE | — |
| EMERY ROBERT LANGWORTHY | PRESIDENT AND CHIEF EXECUTIVE OFFICER, BOARD OF DIRECTORS | — |
| CONLIN JOHN EDWARD | CHIEF EXECUTIVE OFFICER & BOARD OF DIRECTORS; CHIEF EXECUTIVE OFFICER, PRESIDENT & BOARD OF DIRECTORS; CHIEF OPERATING OFFICER, BOARD OF DIRECTORS | — |
| WELCH DANA K | CHIEF ADMINISTRATIVE OFFICER , BOARD OF DIRECTORS | — |
| FITZSIMMONS KENNETH ROSS JR | DIRECTOR OF CAPITAL MARKETS; HEAD OF EQUITY CAPITAL MARKETS; SENIOR STRATEGIC ADVISOR | — |
| CONSIDINE JAMES JOHN | CROP AND SROP | — |
| SEEDORF MATTHEW THOMAS SR | CHIEF FINANCIAL OFFICER, FINOP | — |
| WRIGHT JEFFREY DYER | CROP AND SROP | — |
| MCCARTHY MAUREEN | DIRECTOR AND HEAD OF TRADING; HEAD OF CASH TRADING, BOARD OF DIRECTORS | — |
| WHITEFORD GUSTAVUS MITCHELL | DIRECTOR OF EQUITIES | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/41271/brochure
- Similar advisers: https://search.stillhousedata.com/firm/41271/similar
- Related entities: https://search.stillhousedata.com/firm/41271/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/41271

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.