# THOMPSON DAVIS & CO., INC.

THOMPSON DAVIS & CO., INC. of RICHMOND, VA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 41353
- Type: SEC-registered investment adviser
- SEC file number: 801-120472
- Location: 9030 STONY POINT PKWY, STE 100, RICHMOND, VA, 23235
- Phone: 804-644-6380
- Latest filing: 2026-03-31
- Regulatory AUM: $211.3M
- Discretionary AUM: $211.3M
- Clients: 9
- Accounts: 300

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Individuals, High net worth, Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (31)

_Showing 25 of 31 people._

| Name | Role | Location |
| --- | --- | --- |
| [Jones Christopher](https://search.stillhousedata.com/person/324037) | EQUITY TRADER; INVESTMENT ADVISOR | San Francisco, CA |
| [Daniel Henry](https://search.stillhousedata.com/person/381328) | SR. VICE PRESIDENT | Overland Park, KS |
| [June Elaine Altizer](https://search.stillhousedata.com/person/706660) | CFO/FINOP/PFO/POO | — |
| [William Dale Jr Davis](https://search.stillhousedata.com/person/706661) | CEO | — |
| [Edward Hunter Jr Thompson](https://search.stillhousedata.com/person/706662) | CHAIRMAN | — |
| [Matthew Henry Daniel](https://search.stillhousedata.com/person/706663) | SR. VICE PRESIDENT | — |
| [Adam Robert Thalhimer](https://search.stillhousedata.com/person/706664) | DIRECTOR OF RESEARCH | — |
| [Peggy Myers Walz](https://search.stillhousedata.com/person/706665) | CCO | — |
| [Brant Christopher Jones](https://search.stillhousedata.com/person/706666) | INVESTMENT ADVISOR | — |
| [ALTIZER JUNE ELAINE](https://search.stillhousedata.com/person/750201) | CFO/FINOP; CFO/FINOP/PFO/POO | — |
| [DAVIS WILLIAM DALE JR](https://search.stillhousedata.com/person/750202) | CEO; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER (+1 more) | — |
| [RUTHERFORD KEVIN STEWART](https://search.stillhousedata.com/person/750203) | CHIEF COMPLIANCE OFFICER; HEAD OF TRADING; HEAD OF TRADING/ROSFP (+1 more) | — |
| [THOMPSON EDWARD HUNTER JR](https://search.stillhousedata.com/person/750204) | CHAIRMAN; CHAIRMAN EMERITUS | — |
| [ROBERTS CHARLES RICHARD](https://search.stillhousedata.com/person/750205) | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | — |
| [CAMPBELL DAVID PEARCE](https://search.stillhousedata.com/person/750206) | SENIOR VICE PRESIDENT | — |
| [DAVIS DANIELLE EGAN](https://search.stillhousedata.com/person/750207) | FINANCIAL CONSULTANT | — |
| [FLYNN MICHAEL EDWARD JR](https://search.stillhousedata.com/person/750208) | ASSOCIATE VICE PRESIDENT | — |
| [GOINS JESSE FRANKLIN III](https://search.stillhousedata.com/person/750209) | VICE PRESIDENT | — |
| [MCCLANAHAN LARRY GALE](https://search.stillhousedata.com/person/750210) | SENIOR VICE PRESIDENT | — |
| [PETUSKY MICHAEL JOHN](https://search.stillhousedata.com/person/750211) | VICE PRESIDENT | — |
| [YOUNG WALTER HOWARD III](https://search.stillhousedata.com/person/750212) | CCO; CHIEF COMPLIANCE OFFICER; OWNER (+1 more) | — |
| [HIGGINS LAURANCE HERRICK JR](https://search.stillhousedata.com/person/750213) | VICE PRESIDENT | — |
| [NORTHEN READ MORTON JR](https://search.stillhousedata.com/person/751975) | SENIOR VICE PRESIDENT | — |
| [BRITTON JANICE EILEEN](https://search.stillhousedata.com/person/765171) | CHIEF COMPLIANCE OFFICER | — |
| [STEPHENS HARPER MCDONALD](https://search.stillhousedata.com/person/765172) | SENIOR VICE PRESIDENT | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-10-22 | regulatory | THE DIVISION ALLEGES VIOLATION OF RULE 21VAC5-20-260 SUPERVISION OF AGENTS IN THAT THE FIRM FAILED TO DILIGENTLY SUPERVISE THE ACTIVITIES OF VICTOR M. DANDRIDGE, III (CRD #5884409). THE DIVISION ALSO ALLEGES THE FIRM FAILED TO ESTABLISH, MAINTAIN AND ENFORCE WRITTEN PROCEDURES, SPECIFICALLY THE FREQ… | Final | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| SEVEN HILLS CAPITAL PARTNERS, LP | Hedge Fund | Delaware | 12 | $4.1M | $200K |


## Fund service providers (1)

- administrator: FLEMING FINANCIAL SERVICES P.C.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/41353/brochure
- Similar advisers: https://search.stillhousedata.com/firm/41353/similar
- Related entities: https://search.stillhousedata.com/firm/41353/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/41353

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.