# WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC. of OAKDALE, MN is an SEC-registered investment adviser.

## Registration

- CRD: 421
- Type: SEC-registered investment adviser
- SEC file number: 801-54905
- Location: 7755 3RD STREET NORTH, OAKDALE, MN, 55128
- Phone: 800-800-2638
- Latest filing: 2024-01-19
- Regulatory AUM: $19.3B
- Discretionary AUM: $16.2B
- Non-discretionary AUM: $3.0B
- Clients: 3,002
- Accounts: 101,950

## Officers, owners & control persons (63)

_Showing 25 of 63 people._

| Name | Role | Location |
| --- | --- | --- |
| [WALTERS JOHN CLINTON](https://search.stillhousedata.com/person/727569) | DIRECTOR | — |
| [WHITE WALTER REX](https://search.stillhousedata.com/person/729363) | CHIEF OPERATIONS OFFICER AND DIRECTOR; PRESIDENT AND BOARD MEMBER; SENIOR VICE PRESIDENT & DIRECTOR (+1 more) | — |
| [FERGESEN RICHARD DAVID](https://search.stillhousedata.com/person/729364) | CEO, PRESIDENT, DIRECTOR; CHIEF FINANCIAL OFFICER & TREASURER; DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT (+2 more) | — |
| [MURPHY BRIAN DENNIS](https://search.stillhousedata.com/person/729365) | BOARD CHAIR; BOARD CHAIR AND CHIEF EXECUTIVE OFFICER; CHAIRMAN AND DIRECTOR (+4 more) | — |
| [BRENNAN MICHAEL GAVAN](https://search.stillhousedata.com/person/729366) | CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER - BROKER/DEALER | — |
| [SIDES MARK A](https://search.stillhousedata.com/person/729367) | CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER AND AML COMPLIANCE OFFICER; CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER FOR INVESTMENT ADVISORY SERVICES (+1 more) | — |
| [CHERRIER KENNETH MICHAEL](https://search.stillhousedata.com/person/730035) | CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER | — |
| [FIELDS INGER WILSON](https://search.stillhousedata.com/person/732100) | ASSISTANT TREASURER, FINOP; FINANCIAL PRINCIPAL AND ASSISTANT TREASURER | — |
| [BOURDAMIS SALLY HANSON](https://search.stillhousedata.com/person/732101) | VICE PRESIDENT, BROKERAGE SERVICES | — |
| [SCHLUETER MATTHEW ADAM](https://search.stillhousedata.com/person/732150) | CHIEF ADMINSTRATIVE OFFICER, EVP; DIRECTOR, CHIEF OPERATIONS OFFICER, EVP; DIRECTOR, EVP (+2 more) | — |
| [ROTH RALPH LAWRENCE](https://search.stillhousedata.com/person/732983) | DIRECTOR, CHAIRMAN | — |
| [HAMEL CYNTHIA A](https://search.stillhousedata.com/person/734627) | DIRECTOR, CHIEF OPERATIONS OFFICER, EVP | — |
| [SORKIN NOAH DAVID](https://search.stillhousedata.com/person/740830) | DIRECTOR, EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | — |
| [PRICE JAMES DALE](https://search.stillhousedata.com/person/741434) | CHAIRMAN; CHAIRMAN, DIRECTOR | — |
| [RELIEN JENNIFER RECHLITZ](https://search.stillhousedata.com/person/742049) | ASSISTANT SECRETARY; CHIEF LEGAL OFFICER | — |
| [JOHNSON ROBERT L](https://search.stillhousedata.com/person/744333) | BROKER DEALER SERVICES CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING OFFICER (+1 more) | — |
| [MCEVOY PATRICK HENRY](https://search.stillhousedata.com/person/748068) | PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| [BROWN VALERIE GAY](https://search.stillhousedata.com/person/748070) | CHAIRPERSON; EXECUTIVE CHAIRMAN | — |
| [GOODALL KENNETH RAY](https://search.stillhousedata.com/person/756298) | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY | — |
| [HITE JOHN ERIC](https://search.stillhousedata.com/person/761360) | VICE PRESIDENT, SECRETARY & CHIEF LEGAL COUNSEL; V.P., SECRETARY & GENERAL COUNSEL | — |
| [ONEILL ANDREA HAMLIN](https://search.stillhousedata.com/person/762819) | CHIEF COMPLIANCE OFFICER FOR THE INVESTMENT ADVISER; CHIEF COMPLIANCE OFFICER  - INVESTMENT ADVISER | — |
| [CADALBERT MARK JOSEPH](https://search.stillhousedata.com/person/762820) | AML COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER OF THE BROKER/DEALER | — |
| [COONEY JOHN MICHAEL](https://search.stillhousedata.com/person/772092) | SVP, CHIEF COMPLIANCE OFFICER | — |
| [LARSON KAREN LYNN](https://search.stillhousedata.com/person/773663) | CHIEF ADMINISTRATIVE OFFICER | — |
| [CARLSON SCOTT ANDREW](https://search.stillhousedata.com/person/774927) | SENIOR VICE PRESIDENT, SALES & DISTRIBUTION | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/421/brochure
- Similar advisers: https://search.stillhousedata.com/firm/421/similar
- Related entities: https://search.stillhousedata.com/firm/421/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/421

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.