# SECURE PLANNING, LLC

SECURE PLANNING, LLC of PORTSMOUTH, NH is an SEC-registered investment adviser.

## Registration

- CRD: 42179
- Type: SEC-registered investment adviser
- SEC file number: 801-55630
- Location: 42 MIDDLE ST, PORTSMOUTH, NH, 03801
- Phone: 603-433-5515
- Latest filing: 2026-05-06
- Regulatory AUM: $187.0M
- Discretionary AUM: $187.0M
- Clients: 5
- Accounts: 846

## Business model

- Compensation: % of AUM, Hourly, Fixed, Commissions
- Clients served: Individuals, High net worth

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| Edward John Jr Mallon | PRESIDENT/TRUSTEE | — |
| Lisa Anne Dugan | EXECUTIVE OFFICER | — |
| Julianne Mary Smith | CHIEF COMPLIANCE OFFICER | — |
| Karen Marie Gendron | FINOP | — |
| MALLON EDWARD JOHN JR | PRESIDENT; PRESIDENT/TRUSTEE | — |
| WALTZ LORI ANN | CHIEF COMPLIANCE OFFICER | — |
| DUGAN LISA ANNE | CHIEF COMPLIANCE OFFICER/EXECUTIVE OFFICER; EXECUTIVE OFFICER | — |
| HEPPLER BRETT MILES | FINANCIAL OPERATIONS OFFICER | — |
| GENDRON KAREN MARIE | FINOP | — |
| BROWN JULIANNE MARY | CHIEF COMPLIANCE OFFICER | — |
| SMITH JULIANNE MARY | CHIEF COMPLIANCE OFFICER | — |
| GRONDIN DANIELLE MARIE | FINANCIAL AND OPERATIONS OFFICER; FINANCIAL OPERATIONS OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/42179/brochure
- Similar advisers: https://search.stillhousedata.com/firm/42179/similar
- Related entities: https://search.stillhousedata.com/firm/42179/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/42179

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.