# WACHOVIA SECURITIES, INC.

WACHOVIA SECURITIES, INC. of CHARLOTTE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 431
- Type: SEC-registered investment adviser
- SEC file number: 801-33602
- Location: IJL FINANCIAL CENTER, 201 NORTH TRYON ST, CHARLOTTE, NC, 28202
- Phone: 704-379-9000
- Latest filing: 2002-04-10
- Regulatory AUM: $1.2B
- Discretionary AUM: $165.6M
- Non-discretionary AUM: $1.0B
- Clients: 2,500
- Accounts: 4,529

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| [DALRYMPLE EDWIN ARCHIBALD JR](https://search.stillhousedata.com/person/748806) | CO-PRESIDENT; PRESIDENT | — |
| [WILLIAMS DONALD LLOYD](https://search.stillhousedata.com/person/772080) | EXECUTIVE VICE PRESIDENT | — |
| [BERNADINO MICHAEL ROBERT](https://search.stillhousedata.com/person/779293) | CCO/MANAGING DIRECTOR | — |
| [GIVENS DALTON WYATT](https://search.stillhousedata.com/person/779294) | SROP/SENIOR VICE PRESIDENT | — |
| [HEARN MICHAEL DEAN](https://search.stillhousedata.com/person/779295) | CLO/SENIOR MANAGING DIRECTOR | — |
| [KNIEJSKI ROBERT STEVEN](https://search.stillhousedata.com/person/779296) | EXECUTIVE VICE PRESIDENT | — |
| [MCLEAN JOHN CLIFFORD JR](https://search.stillhousedata.com/person/779297) | SENIOR VICE PRESIDENT | — |
| [SEMONES LEWIS FULTON JR](https://search.stillhousedata.com/person/779298) | CFO/CO-PRESIDENT | — |
| [FIRENZE STEVEN ANTHONY](https://search.stillhousedata.com/person/779299) | CROP; CROP/CCO | — |
| [PEYTON JOHN PETER](https://search.stillhousedata.com/person/779300) | EXECUTIVE VICE PRESIDENT | — |
| [WAGSTAFF CONNER FRED III](https://search.stillhousedata.com/person/802813) | CFO | — |
| [BULLARD LORI JONAS](https://search.stillhousedata.com/person/809230) | SROP/SENIOR VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/431/brochure
- Similar advisers: https://search.stillhousedata.com/firm/431/similar
- Related entities: https://search.stillhousedata.com/firm/431/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/431

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.