# SMITH ASSET MANAGEMENT, INC.

SMITH ASSET MANAGEMENT, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 43164
- Type: SEC-registered investment adviser
- SEC file number: 801-61886
- Location: 111 BROADWAY, SUITE 805, NEW YORK, NY, 10006
- Phone: 212-812-9330
- Latest filing: 2004-03-08
- Regulatory AUM: $13.0M
- Discretionary AUM: $13.0M
- Clients: 6
- Accounts: 53

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| SMITH WILLIAM BLAINE | PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| ZIMETBAUM SAMUEL | FIN & OPERATIONS PRINCIPAL | — |
| LIN LAWRENCE KENNEDY | MANAGING DIRECTOR | — |
| RAUCH DAVID GORDON | MANAGING DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/43164/brochure
- Similar advisers: https://search.stillhousedata.com/firm/43164/similar
- Related entities: https://search.stillhousedata.com/firm/43164/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/43164

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.