# USI SECURITIES, INC.

USI SECURITIES, INC. of GLASTONBURY, CT is an SEC-registered investment adviser.

## Registration

- CRD: 43793
- Type: SEC-registered investment adviser
- SEC file number: 801-56578
- Location: 95 GLASTONBURY BLVD., SUITE 102, GLASTONBURY, CT, 06033
- Phone: 860-652-3239
- Latest filing: 2026-03-30
- Clients: 30

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Charities

## Officers, owners & control persons (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| Mary Curley | SECRETARY | — |
| Joseph John Jr Gritzer | PRESIDENT | — |
| Richard Charles Bowman | FINOP, DIRECTOR OF OPERATIONS | — |
| William Michael Tremko | CHIEF EXECUTIVE OFFICER | — |
| David L Kappus | CHIEF FINANCIAL OFFICER; TREASURER | — |
| Melinda Mcdonald Robidoux | CHIEF COMPLIANCE OFFICER | — |
| Michael Dennis O'Rourke | VICE PRESIDENT -COMPLIANCE & OPERATIONS | — |
| Ernest Joshua Newborn | DIRECTOR/SECRETARY | — |
| MCINTOSH LAWRENCE FORBES | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / FINOP | — |
| NEWBORN ERNEST JOSHUA | DIRECTOR/SECRETARY; SECRETARY | — |
| GRITZER JOSEPH JOHN JR | CHIEF COMPLIANCE OFFICER; PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| GRENIER NANCY ANN | AVP, DIRECTOR OF OPERATIONS | — |
| SCHNEIDER ROBERT SAMUEL | TREASURER | — |
| TREMKO WILLIAM MICHAEL | CHIEF EXECUTIVE OFFICER | — |
| OCONNOR JOHN ARTHUR | PRESIDENT/FINOP | — |
| ESLICK DAVID LESLIE | DIRECTOR | — |
| KINNEY JAMES ALBERT | CHIEF EXECUTIVE OFFICER | — |
| BOWMAN WILLIAM CHARLES | DIRECTOR OF OPERATIONS; FINOP, DIRECTOR OF OPERATIONS; OPERATIONS MANAGER | — |
| HESS DAVID ALAN | TREASURER | — |
| NEWBORN ERNEST | SECRETARY | — |
| FULLWOOD SUSAN MEREDITH | FINOP | — |
| SCHNEIDER ROBERT S | TREASURER | — |
| SCHWARTZ GERALD WILFRED | SHAREHOLDER | — |
| VAUGHN JOHN FRANK | CHIEF COMPLIANCE OFFICER | — |
| KAPPUS DAVID L | CHIEF FINANCIAL OFFICER | — |


## Branch offices (24)

_Showing 15 of 24 offices._

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| FORT LAUDERDALE | FL | 2 | 954-607-4013 |
| CHICAGO | IL | 1 | (312) 442-7200 |
| BLUE BELL | PA | 1 | (484) 351-4600 |
| BLOOMINGTON | MN | 1 | 612.509.1056 |
| WOBURN | MA | 1 | (781) 376-2600 |
| DENVER | CO | 1 | (303) 837.8500 |
| AUSTIN | TX | 1 | 610-619-5817 |
| ATLANTA | GA | 1 | 470-377-8740 |
| CHARLOTTE | NC | 1 | 980-430-8344 |
| FLORHAM PARK | NJ | 1 | 973-3150434 |
| PHOENIX | AZ | 1 | 602-234-4125 |
| EUGENE | OR | 1 | 18606521003 |
| CONCORD | CA | 1 | 925-988-1700 |
| IRVINE | CA | 1 | (949) 790-9200 |
| TAMPA | FL | 1 | 8136393000 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/43793/brochure
- Similar advisers: https://search.stillhousedata.com/firm/43793/similar
- Related entities: https://search.stillhousedata.com/firm/43793/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/43793

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.