# NATIONS FINANCIAL GROUP, INC.

NATIONS FINANCIAL GROUP, INC. of CEDAR RAPIDS, IA is an SEC-registered investment adviser.

## Registration

- CRD: 44181
- Type: SEC-registered investment adviser
- SEC file number: 801-57407
- Location: 3925 FOUNTAINS BLVD NE, SUITE 200, CEDAR RAPIDS, IA, 52411
- Phone: 319-393-9541
- Latest filing: 2026-03-18
- Regulatory AUM: $4.8B
- Discretionary AUM: $3.7B
- Non-discretionary AUM: $1.1B
- Clients: 94
- Accounts: 10,535

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| Miller Daniel | DIRECTOR OF INFORMATION TECHNOLOGY; DIRECTOR OF INFORMATION TECHNOLOGY & OPERATIONS | Beachwood, OH |
| Richard Scott Bennett | CEO - CFO; SHAREHOLDER | — |
| Stephen Michael Cairney | PRESIDENT; PRESIDENT - CCO | — |
| Erik John Bjorseth | CHIEF GROWTH OFFICER | — |
| Vicki Lin Reighard-Kean | CHIEF COMPLIANCE OFFICER | — |
| Tracey Lynn Krousie | CHIEF OPERATIONS OFFICER | — |
| BENNETT GEOFFREY SCOTT | PRESIDENT; PRESIDENT - CFO; SHAREHOLDER | — |
| JOHNSON KENT WHITNEY | CHAIRMAN OF THE BOARD | — |
| WILKINSON BRIAN MICHAEL | CHIEF COMPLIANCE OFFICER; DIRECTOR OF REPRESENTATIVE RELATIONSHIPS; SENIOR VICE PRESIDENT (+3 more) | — |
| VAWTER MATTHEW BRENT | HEAD OF TRADING DEPARTMENT; SENIOR / COMPLIANCE REGISTERED OPTION PRINCIPAL; VICE PRESIDENT-TRADING (+1 more) | — |
| CAIRNEY STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; COMPLIANCE COORDINATOR | — |
| BJORSETH ERIK JOHN | CHIEF GROWTH OFFICER; COMPLIANCE COORDINATOR; DIRECTOR OF ADVISORY SERVICES | — |
| CARTER KEVIN JAMES | TRADING | — |
| JOHNSON MARY | EXECUTRIX OF ESTATE OF KENT JOHNSON | — |
| JOHNSON MARY JANE | TRUSTEE OF THE KENT W JOHNSON TRUST | — |
| BUSH BRENDA MARIE | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/44181/brochure
- Similar advisers: https://search.stillhousedata.com/firm/44181/similar
- Related entities: https://search.stillhousedata.com/firm/44181/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/44181

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.