# THINKEQUITY LLC

THINKEQUITY LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 44274
- Type: SEC-registered investment adviser
- SEC file number: 801-63835
- Location: 600 MONTGOMERY STREET, 3RD FLOOR, SAN FRANCISCO, CA, 94111
- Phone: 415-249-2900
- Latest filing: 2012-09-28
- Regulatory AUM: $172.1M
- Discretionary AUM: $172.1M
- Clients: 51
- Accounts: 416

## Officers, owners & control persons (30)

_Showing 25 of 30 people._

| Name | Role | Location |
| --- | --- | --- |
| MCCAGUE ANNCHARLOTTE | CHIEF COMPLIANCE OFFICER; COMPLIANCE REGISTERED OPTIONS PRINCIPAL | — |
| NOLLENBERGER BRUCE WESTON | HEAD OF THINKEQUITY AASSET AND WEALTH MANAGEMENT; HEAD OF THINKEQUITY ASSET AND WEALTH MANAGEMENT; PRESIDENT THINKEQUITY ASSET AND WEALTH MANAGEMENT | — |
| SCHOOLER ROBERT LEONARD | CHIEF FINANCIAL OFFICER | — |
| MOE MICHAEL THOMAS | CHAIRMAN; CHAIRMAN & CHIEF EXECUTIVE OFFICER; CHAIRMAN, CHIEF EXECUTIVE OFFICER | — |
| QUAZZO DEBORAH HICKS | PRESIDENT AND HEAD OF INVESTMENT BANKING; PRESIDENT, HEAD OF INVESTMENT BANKING | — |
| ENDRES BRIAN KENNETH | CHIEF FINANCIAL OFFICER/FINOP; CONTROLLER/FINOP | — |
| BRITT HARRIET JAYNE | CHIEF COMPLIANCE OFFICER | — |
| WEITGENANT DAVID ANDREW | CROP; CROP & SROP; PRINCIPAL/WEALTH MANGEMENT GROUP/CROP | — |
| COLEMAN PETER VICTOR | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER AND DIRECTOR OF RESEARCH (+1 more) | — |
| JOONDEPH JEROME J JR | CHIEF FINANCIAL OFFICER; GENERAL COUNSEL | — |
| MITCHELL FREDERICK | CO-HEAD OF INVESTMENT BANKING | — |
| MCCLANAHAN ROBERT BRUCE | HEAD OF SALES TRADING; HEAD OF TRADING | — |
| WRIGHT GREGORY LANCE | CHIEF EXECUTIVE OFFICER; DIRECTOR OF CORPORATE FINANCE; MANAGING PARTNER AND CHIEF OPERATING OFFICER (+1 more) | — |
| MONOPOLI JACK GIACOMO | HEAD OF TRADING; HEAD OF TRADING AND SALES TRADING | — |
| JOHNSTON PHILIP MURRAY | HEAD OF BROKERAGE; HEAD OF SALES; HEAD OF SALES TRADING | — |
| ARMSTRONG MICHAEL BENJAMIN | ACTING DIRECTOR OF RESEARCH; ASSISTANT DIRECTOR OF RESEARCH; CHIEF OPERATING OFFICER OF RESEARCH (+1 more) | — |
| GERSCH SETH JONATHAN | CHIEF OPERATING OFFICER; SENIOR REGISTERED OPTIONS PRINCIPAL | — |
| GIMIGLIANO RICHARD ANTHONY | MANAGING DIRECTOR/HEAD OF EQUITY CAPITAL MARKETS | — |
| ROSS HUGH MICHAEL | DIRECTOR OF RESEARCH | — |
| GONSALVES DOUGLAS RONALD | CO-HEAD OF INVESTMENT BANKING; HEAD OF INVESTMENT BANKING | — |
| SLACIK FRANCIS KARL | CHIEF FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL | — |
| RAJ DEEPAK DEV | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT/DIRECTOR OF RESEARCH | — |
| HANSEN HOLLY JOY | HEAD OF INSTUTIONAL SALES; HEAD OF INSTUTIONAL SALES & DIRECTOR OF RESEARCH | — |
| WHITE MICHAEL PATRICK | MANAGING DIRECTOR/HEAD OF INSTL SALES; PARTNER/HEAD OF WEST COAST SALES | — |
| HEINRICH BERNADINE LAVIN | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL; CHIEF FINANCIAL OFFICER & FINOP (+1 more) | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/44274/brochure
- Similar advisers: https://search.stillhousedata.com/firm/44274/similar
- Related entities: https://search.stillhousedata.com/firm/44274/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/44274

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.