# CLEARY GULL INC.

CLEARY GULL INC. of MILWAUKEE, WI is an SEC-registered investment adviser.

## Registration

- CRD: 45309
- Type: SEC-registered investment adviser
- SEC file number: 801-55574
- Location: 100 EAST WISCONSIN AVE, SUITE 2400, MILWAUKEE, WI, 53202
- Phone: 414-291-4500
- Latest filing: 2016-03-30
- Regulatory AUM: $1.0B
- Discretionary AUM: $1.0B
- Clients: 49
- Accounts: 620

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| PROKUPEK DAVID PAUL | DIRECTOR | — |
| MILLER DAVID | MANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTOR | — |
| CLEARY MICHAEL JOSEPH | CHAIRMAN OF THE BOARD AND CEO; CHAIRMAN OF THE BOARD, CEO AND CHIEF COMPLIANCE OFFICER; INDIRECT (+2 more) | — |
| PETERSON JOHN REUBEN | DIRECTOR; MANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTOR | — |
| BRAUN WILLIAM HUGH | CFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPAL | — |
| ANDREW BRIAN KEITH | CHIEF INVESTMENT OFFICER; PRESIDENT AND CHIEF INVESTMENT OFFICER | — |
| WARNER ROBERT LESLIE | EXECUTIVE VICE PRESIDENT AND DIRECTOR; SENIOR VICE PRESIDENT AND DIRECTOR | — |
| KRUEGER JOHN GUY | SR REGISTERED OPTIONS PRINCIPAL & COMPLIANCE REGISTERED OPTIONS PRINCIPAL | — |
| KESHEMBERG TRAVIS LEE | SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REISTERED OPTIONS PRINCIPAL | — |
| BRAUN WILLIAM H | CFO, COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPAL | — |
| CARPENTER CHRISTOPHER MICHAEL | CHIEF OPERATING OFFICER | — |
| GOLDSMITH JOHN | DIRECTOR | — |
| GERNDT GERALD LEE | MANAGING DIRECTOR & SECRETARY | — |
| KLEIN MICHAEL GEORGE | MANAGING DIRECTOR | — |
| SCHULTZ JAMES ALLAN | SENIOR VICE PRESIDENT | — |
| MICHAELSON JEFFREY LEONARD | CFO AND FINANCIAL & OPERATIONS PRINCIPAL; CONTROLLER AND FINANCIAL & OPERATIONS PRINCIPAL; CONTROLLER, FINANCIAL & OPERATIONS PRINCIPAL & COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/45309/brochure
- Similar advisers: https://search.stillhousedata.com/firm/45309/similar
- Related entities: https://search.stillhousedata.com/firm/45309/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/45309

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.