# SUPREME ALLIANCE LLC

SUPREME ALLIANCE LLC is an SEC-registered investment adviser.

## Registration

- CRD: 45348
- Type: SEC-registered investment adviser
- SEC file number: 801-108980
- Phone: 561-460-2870
- Latest filing: 2026-06-29
- Regulatory AUM: $35.3M
- Discretionary AUM: $19.5M
- Non-discretionary AUM: $15.9M
- Clients: 16
- Accounts: 107

## Business model

- Compensation: % of AUM, Hourly, Fixed, Commissions, Other
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Michael Washington Jones | FINOP / CEO / CCO; OWNER | — |
| Jerome Robert Corsi | VICE PRESIDENT-INSURANCE, COMPLIANCE PRINCIPAL | — |
| Roger Brent Husbands | COMPLIANCE PRINCIPAL | — |
| JONES MICHAEL WASHINGTON | FINOP; FINOP / CEO / CCO; OWNER | — |
| SMITH LOUIS ROLLIN II | CHIEF COMPLIANCE OFFICER | — |
| CORSI JEROME ROBERT | VICE PRESIDENT-INSURANCE; VICE PRESIDENT-INSURANCE, COMPLIANCE PRINCIPAL | — |
| AGUILAR ELOYD GENE SR | VICE PRESIDENT, INVESTMENT ADVISOR | — |
| HUSBANDS ROGER BRENT | COMPLIANCE PRINCIPAL | — |


## Disclosures (18)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2025-10-31 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IS FAILED TO ESTABLISH AND MAINTAIN A SUPERVISORY SYSTEM AND WRITTEN SUPERVISORY PROCEDURES (WSPS) REASONABLY DESIGNED TO SUPERVISE RECOMMENDATIONS OF DEFERRED VARIABLE ANNUITY PURCHASES… | Final | $80K |
| 2024-11-20 | regulatory | FAILURE TO DISCLOSE FINRA ADMINISTRATIVE PROCEEDING ON 2021 NORTH CAROLINA LICENSE APPLICATION. | Final | $250 |
| 2020-12-18 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO DEVELOP AND IMPLEMENT A WRITTEN IDENTITY THEFT PREVENTION PROGRAM (PROGRAM) REASONABLY DESIGNED TO DETECT, PREVENT, AND MITIGATE IDENTITY THEFT IN CONNECTION WITH OPENING OR… | Final | $65K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/45348/brochure
- Similar advisers: https://search.stillhousedata.com/firm/45348/similar
- Related entities: https://search.stillhousedata.com/firm/45348/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/45348

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.