# HARTFORD INVESTMENT FINANCIAL SERVICES, LLC

HARTFORD INVESTMENT FINANCIAL SERVICES, LLC of SIMSBURY, CT is an SEC-registered investment adviser.

## Registration

- CRD: 45995
- Type: SEC-registered investment adviser
- SEC file number: 801-53584
- Location: 200 HOPMEADOW STREET, SIMSBURY, CT, 06089
- Phone: 860-843-4632
- Latest filing: 2012-10-04
- Regulatory AUM: $50.6B
- Discretionary AUM: $50.6B
- Non-discretionary AUM: $58.6M
- Clients: 11
- Accounts: 58

## Officers, owners & control persons (47)

_Showing 25 of 47 people._

| Name | Role | Location |
| --- | --- | --- |
| MARRA THOMAS MICHAEL SR | EXECUTIVE VICE PRESIDENT- SALES & DISTRIBUTION & DIRECTOR; EXECUTIVE VICE PRESIDENT- SALES & DISTRIBUTION & MANAGER; MANAGER (+2 more) | — |
| ZNAMIEROWSKI DAVID MARK | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER; SENIOR VICE PRESIDENT-INVESTMENTS & DIRECTOR; SENIOR VICE PRESIDENT-INVESTMENTS & MANAGER | — |
| WALTERS JOHN CLINTON | EXECUTIVE VICE PRESIDENT- SALES & DISTRIBUTION AND MANAGER; PRESIDENT AND CEO; PRESIDENT & CEO/MANAGER | — |
| FAGELY TAMARA LYNN | CONTROLLER; CONTROLLER/FINOP AND CHIEF FIN. OFFICER | — |
| WATKINS WALTER EDMOND JR | CHIEF COMPLIANCE OFFICER; CHIEF INVESTMENT COMPLIANCE OFFICER; CHIEF INVESTMENT COMPLIANCE OFFICER/CHIEF COMPLIANCE OFFICER | — |
| MCCULLUM KENNETH A | SENIOR VICE PRESIDENT; VICE PRESIDENT | — |
| DOWLING ANTHONY LEE | BROKER DEALER CHIEF COMPLIANCE OFFICER | — |
| WILCOX WILLIAM D | BROKER DEALER CHIEF COMPLAINCE OFFICER/BROKER DEALER CHIEF LEGAL OFFICER/SECRETARY; BROKER DEALER CHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER; BROKER DEALER CHIEF LEGAL OFFICER/SECRETARY | — |
| MURPHY BRIAN DENNIS | MANAGER | — |
| SIDES MARK A | BROKER-DEALER CHIEF LEGAL OFFICER  AND SECRETARY | — |
| CARLSON CORY ALAN | SENIOR. VICE- PRESIDENT & DEPUTY CHIEF FINANCIAL OFFICER | — |
| CONNOR DENNIS MICHAEL | MANAGER | — |
| LEVENSON DAVID NATHAN | SENIOR VICE PRESIDENT- SALES & DISTRIBUTION | — |
| SMITH CLARENCE ANDREW | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER & DIRECTOR; CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER & MANAGER | — |
| PERNEREWSKI COLLEEN BETH | CHIEF INVESTMENT ADVISER COMPLIANCE OFFICER; CHIEF INVESTMENT ADVISER COMPLIANCE OFFICER/ CHIEF COMPLIANCE OFFICER; CHIEF INVESTMENT ADVISER COMPLIANCE OFFICER/CHIEF COMPLIANCE OFFICER (+2 more) | — |
| MACDONALD EDWARD PAUL | VICE PRESIDENT AND CHIEF LEGAL OFFICER; VICE PRESIDENT AND CHIEF LEGAL OFFICER- INVESTMENT ADVISER | — |
| ARENA ROBERT MICHAEL JR | MANAGER; MANAGER  AND SENIOR VICE PRESIDENT; MANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER (+3 more) | — |
| KALEN MICHAEL L | MANAGER | — |
| KOHNKE ANDREW W | SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR | — |
| JAY GEORGE RICHARD | CHIEF BROKER-DEALER COMPLIANCE OFFICER; CONTROLLER | — |
| MELCHER JOSEPH GARY | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER- INVESTMENT ADVISER AND CHIEF COMPLIANCE OFFICER | — |
| CUMMINS PETER WILLIAM | SENIOR VICE PRESIDENT- SALES & DISTRIBUTION & DIRECTOR; SENIOR VICE PRESIDENT- SALES & DISTRIBUTION & MANAGER | — |
| FOY DAVID THOMAS | SENIOR VICE PRESIDENT & TREASURER | — |
| REPASY CHRISTINE HAYER | SENIOR VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY | — |
| SANDERSON C ROBERT | VICE PRESIDENT MARKETING | — |


## Private funds (3)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| THE HARTFORD CAYMAN GLOBAL REAL ASSET FUND, LTD. | Other Private Fund | — | 1 | $45.6M | — |
| THE HARTFORD CAYMAN GLOBAL ALL-ASSET FUND, LTD. | Other Private Fund | — | 1 | $45.1M | — |
| THE HARTFORD CAYMAN ALTERNATIVE STRATEGIES FUND, LTD. | Other Private Fund | — | 1 | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/45995/brochure
- Similar advisers: https://search.stillhousedata.com/firm/45995/similar
- Related entities: https://search.stillhousedata.com/firm/45995/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/45995

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.