# HOLLENCREST CAPITAL MANAGEMENT, LLC

HOLLENCREST CAPITAL MANAGEMENT, LLC of NEWPORT BEACH, CA is an SEC-registered investment adviser.

## Registration

- CRD: 46217
- Type: SEC-registered investment adviser
- SEC file number: 801-55904
- Location: 100 BAYVIEW CIRCLE, SUITE 500, NEWPORT BEACH, CA, 92660-8903
- Phone: 949-737-7700
- Latest filing: 2026-06-12
- Regulatory AUM: $2.9B
- Discretionary AUM: $1.5B
- Non-discretionary AUM: $1.4B
- Clients: 19
- Accounts: 1,347

## Business model

- Compensation: % of AUM, Fixed, Performance, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Charities, Investment cos, Other

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| Gregory Paul Pellizzon | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | — |
| Robert Burr Wolford | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | — |
| James Konon | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | — |
| Peter Joseph Pellizzon | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | — |
| Susan Marie Nakamura | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | — |
| Cameron Curtis Akers | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER, PRESIDENT | — |
| Shawn Kim | DIRECTOR, PORTFOLIO MANAGER | — |
| BANERJEE DEBASISH | FINOP | — |
| PELLIZZON PETER JOSEPH | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER (+5 more) | — |
| PELLIZZON GREGORY PAUL | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER; MANAGING MEMBER | — |
| WOLFORD ROBERT BURR | FINOP; MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER; MUNICIPAL SER. PRINCIPAL | — |
| KONON JAMES JR | OPERATIONS MANAGER - AML OFFICER; OPERATIONS MANAGER, SROP; ROSFP | — |
| SEFARIAN DALE VAUGHN | MANAGING MEMBER | — |
| SCHULMAN MICHAEL ASHLEY | MANAGING DIRECTOR; MANAGING DIRECTOR, SR PORTFOLIO MANAGER | — |
| FROLICH JOSEPH GERALD | FINOP - VP OPERATIONS | — |
| VIPPERMAN IANTHE NICOLE | CHIEF COMPLIANCE OFFICER; COMPLIANCE MANAGER | — |
| KONON JAMES | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | — |
| NAKAMURA SUSAN MARIE | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION; DIRECTOR PORTFOLIO ADMINISTRATION; SENIOR VICE PRESIDENT PORTFOLIO ADMINISTRATION | — |
| AKERS CAMERON CURTIS | DIRECTOR, CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | — |
| Kim Shawn | DIRECTOR, SENIOR ADVISOR | — |


## Disclosures (16)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2015-12-21 | regulatory | ON DECEMBER 21, 2015, THE NATIONAL FUTURES ASSOCIATION ("NFA") ISSUED A COMPLAINT AGAINST HOLLENCREST AND PETER PELLIZZON ("PELLIZZON"). THE COMPLAINT ALLEGED THAT HOLLENCREST VIOLATED NFA COMPLIANCE RULE 2-2(F) BASED ON COMMUNICATIONS BY A FORMER HOLLENCREST EMPLOYEE, NITA CHARLTON-GOMES ("CHARLTON… | Final | $125K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/46217/brochure
- Similar advisers: https://search.stillhousedata.com/firm/46217/similar
- Related entities: https://search.stillhousedata.com/firm/46217/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/46217

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.