# VORPAHL WING ADVISORS, INC.

VORPAHL WING ADVISORS, INC. of SPOKANE, WA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 47548
- Type: SEC-registered investment adviser
- SEC file number: 801-131969
- Location: 421 W. RIVERSIDE, SUITE 1020, SPOKANE, WA, 99201
- Phone: 509-747-1749
- Latest filing: 2026-07-21
- Regulatory AUM: $124.4M
- Discretionary AUM: $124.4M
- Clients: 5
- Accounts: 557

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| [Tim James Vorpahl](https://search.stillhousedata.com/person/692539) | PRESIDENT, | — |
| [Tim J. Vorpahl](https://search.stillhousedata.com/person/692540) | CCO | — |


## Disclosures (56)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2022-03-11 | regulatory | WITHOUT ADMITTING OR DENYING LIABILITY, AND TO AVOID ONGOING LITIGATION FEES, VORPAHL AND VORPAHL WING SECURITIES INC. SIGNED AN AWC WHICH ALLEGED FAILURE TO SUPERVISE A FORMER REGISTERED REPRESENTATIVE OF VORPAHL WING SECURITIES. THE ALLOCATIONS WERE IN VIOLATION OF FINRA RULES 3110(A) AND 2010. TH… | Final | $25K |
| 2022-01-01 | regulatory | ACCORDING TO THE AWC, BETWEEN JANUARY 2022 AND MARCH 2023, VORPAHL WING CONDUCTED SECURITIES BUSINESS ON AT LEAST 10DAYS WHILE FAILING TO MAINTAIN ITS MINIMUM REQUIRED NET CAPITAL IN VIOLATION OF SECTION 15(C)(3) OF THE SECURITIES EXCHANGE ACT OF 1934. THE FIRM ALSO FAILED TO MAINTAIN BOOKS AND RECO… | Final | $25K |
| 2022-01-01 | regulatory | ACCORDING TO THE AWC, BETWEEN JANUARY 2022 AND MARCH 2023, VORPAHL WING CONDUCTED A SECURITIES BUSINESS ON AT LEAST 10DAYS WHILE FAILING TO MAINTAIN ITS MINIMUM REQUIRED NET CAPITAL. IN VIOLATION OF SECTION 15(C)(3) OF THE SEC ACT OF 1934. THE FIRM ALSO FAILED TO MAINTAIN BOOKS AND RECORDS REFLECTIO… | Final | $25K |
| — | regulatory | — | — | — |


## Branch offices (1)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | 5097471749 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/47548/brochure
- Similar advisers: https://search.stillhousedata.com/firm/47548/similar
- Related entities: https://search.stillhousedata.com/firm/47548/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/47548

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.