# THOROUGHBRED FINANCIAL SERVICES, LLC

THOROUGHBRED FINANCIAL SERVICES, LLC of BRENTWOOD, TN is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 47893
- Type: SEC-registered investment adviser
- SEC file number: 801-56741
- Location: 5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN, 37027-7508
- Phone: 615-371-0001
- Latest filing: 2026-03-31
- Regulatory AUM: $4.0B
- Discretionary AUM: $3.6B
- Non-discretionary AUM: $421.0M
- Clients: 31
- Accounts: 7,236

## Business model

- Compensation: % of AUM, Fixed, Commissions
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| Thomas Jenkins Parker | PRESIDENT, CEO | — |
| Jack Clark Jr Herndon | EXECUTIVE V.P. SECURITIES | — |
| Susan Sweeney Parker | TRUSTEE OF PARKER FAMILY TRUST | — |
| Lawrence Randall Hartley | MEMBER | — |
| John Sexton Atkins | MEMBER | — |
| William Allen Weddington | MEMBER | — |
| Barry Gene Steele | MEMBER | — |
| Patrick Gibbons Parker | MEMBER | — |
| Daniel James Kelly | V.P. OPERATIONS - CCO, CFO | — |
| HERNDON JACK CLARK JR | EXECUTIVE V.P. SECURITIES; V.P. SECURITIES DIV/MEMBER - CHIEF COMPLIANCE OFFICER | — |
| PARKER THOMAS JENKINS | PRESIDENT, CEO | — |
| PARKER SUSAN SWEENEY | TRUSTEE OF PARKER FAMILY TRUST | — |
| HARTLEY LAWRENCE RANDALL | MEMBER | — |
| ATKINS JOHN SEXTON | MEMBER | — |
| WEDDINGTON WILLIAM ALLEN | MEMBER | — |
| STEELE BARRY GENE | MEMBER | — |
| PARKER PATRICK GIBBONS | MEMBER | — |
| KELLY DANIEL JAMES | V.P. OPERATIONS; V.P. OPERATIONS - CCO; V.P. OPERATIONS - CCO, CFO (+2 more) | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-12-21 | regulatory | SEC ADMIN RELEASE 34-84918: IA RELEASE 40-5090 / DECEMBER 21, 2018: THE SECURITIES AND EXCHANGE COMMISSION ("COMMISSION") DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE, AND HEREBY ARE, INSTITUTED PURSUANT TO SECTION 15(B) OF THE SECURI… | Final | $260K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/47893/brochure
- Similar advisers: https://search.stillhousedata.com/firm/47893/similar
- Related entities: https://search.stillhousedata.com/firm/47893/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/47893

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.