# LEGEND MERCHANT GROUP, INC.

LEGEND MERCHANT GROUP, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 5155
- Type: SEC-registered investment adviser
- SEC file number: 801-63525
- Location: 30 BROAD STREET, 38TH FLOOR, NEW YORK, NY, 10004
- Phone: 212-809-5568
- Latest filing: 2011-12-09
- Regulatory AUM: $11.0M
- Discretionary AUM: $11.0M
- Clients: 11
- Accounts: 5

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| [GALLAGHER MARK JOSEPH](https://search.stillhousedata.com/person/729548) | OWNER; PRESIDENT & COO; SHAREHOLDER | — |
| [UNSWORTH DAVID WOODS JR](https://search.stillhousedata.com/person/741608) | CHAIRMAN 11/02, CEO, PRESIDENT & GSP; CHAIRMAN & CEO; CHAIRMAN, CEO & PRESIDENT (+1 more) | — |
| [SHAW JOHN HENRY III](https://search.stillhousedata.com/person/741609) | MANAGING DIRECTOR | — |
| [BARNETT DAVID BENJAMIN](https://search.stillhousedata.com/person/741610) | FINOP | — |
| [HANNA DAVID GAMAL K](https://search.stillhousedata.com/person/741611) | EXECUTIVE REPRESENTATIVE, CCO, CROP, SROP, GOVT. SECURITIES PRINC, MUNI. SECURITIES PRINC, MUT. FUND PRINC, NFA PRINC; EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, GOVT. SEC. PRINC, MUNI. SEC. PRINC, MUT. FND PRINC, NFA PRINC, SROP, CROP; REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, MUTUAL FUND PRINCIPAL, DIRECTOR OF COMPLIANCE | — |
| [RABINOWITZ RACHEL M](https://search.stillhousedata.com/person/741612) | SHAREHOLDER | — |
| [ILARIO SCOTT LOUIS](https://search.stillhousedata.com/person/776495) | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, SROP, CROP; SHAREHOLDER | — |
| [OTTENSOSER SAMUEL F](https://search.stillhousedata.com/person/776496) | SHAREHOLDER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/5155/brochure
- Similar advisers: https://search.stillhousedata.com/firm/5155/similar
- Related entities: https://search.stillhousedata.com/firm/5155/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/5155

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.