# USAA INVESTMENT SERVICES COMPANY

USAA INVESTMENT SERVICES COMPANY of SAN ANTONIO, TX is an SEC-registered investment adviser.

## Registration

- CRD: 5475
- Type: SEC-registered investment adviser
- SEC file number: 801-126328
- Location: 9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX, 78288-0227
- Phone: 210-456-4218
- Latest filing: 2026-03-31
- Clients: 176

## Business model

- Compensation: Other
- Clients served: Individuals, Other

## Officers, owners & control persons (106)

_Showing 25 of 106 people._

| Name | Role | Location |
| --- | --- | --- |
| Alexander Redpath Cobb | VP, PRODUCT MANAGEMENT | — |
| James Dyer Muir | CHIEF COMPLIANCE OFFICER | — |
| William Sweeney White | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | — |
| Jennifer Margret Flores | FINOP AND PRINCIPAL FINANCIAL OFFICER | — |
| Kevin Douglas Beall | VICE PRESIDENT, DIRECTOR | — |
| Mary Elizabeth Stork | DIRECTOR | — |
| Kare Elizabeth Hanks | DIRECTOR, VICE PRESIDENT | — |
| Brandon Dane Carter | DIRECTOR, CHAIRMAN OF THE BOARD | — |
| Madeline Ivette Perez-Rossello | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | — |
| Frank Thomas Iv Eck | SECRETARY | — |
| DUDLEY MICHAEL PATRICK | EXECUTIVE DIRECTOR, BROKER-DEALER COMPLIANCE (CHIEF COMPLIANCE OFFICER/BROKER-DEALER ACTIVITIES) | — |
| RYGMYR ADYM WAGNER | DIRECTOR, VP, SECRETARY; VP, SECRETARY | — |
| DAVIS CLARK GEORGE | DIRECTOR, CHAIRMAN OF THE BOARD | — |
| ROTH MICHAEL JOSEPH CARL | CEO, PRESIDENT, VICE CHAIRMAN OF  BOARD OF DIRECTORS, DIRECTOR | — |
| LAIA CHRISTOPHER PHILIP | SVP, SECRETARY; VP, ASSISTANT SECRETARY; VP, SECRETARY | — |
| HOWARD MARK SHANNON | DIRECTOR, SVP, ASST SECRETARY & COUNSEL (CHIEF LEGAL OFFICER); SVP, ASST SECRETARY & COUNSEL (CHIEF LEGAL OFFICER); SVP, SECRETARY & COUNSEL (+4 more) | — |
| SMILEY EILEEN MARIE | VP, ASST. SECRETARY | — |
| SMITH DAVID HARRISON | AVP, BROKER DEALER COMPLIANCE & CHIEF COMPLIANCE OFFICER; AVP, SECURITIES COMPLIANCE & CHIEF COMPLIANCE OFFICER | — |
| DUNN DEBRA KAYE | AVP, SR. FIN. OFR., TRSR., (CFO) | — |
| KALLSEN TERRI RAE | SVP | — |
| CLAUS CHRISTOPHER WEBER | CEO, PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD; CEO, PRESIDENT, VICE CHAIRMAN OF BOARD OF DIRECTORS, DIRECTOR; CHIEF INVESTMENT OFFICER, DIRECTOR, CHAIRMAN OF THE BOARD (+3 more) | — |
| BORGERDING KARL LOUIS | VP, BROKERAGE OPERATIONS & CLEARING; VP, INVESTMENT OPERATIONS; VP, INVESTMENT OPERATIONS (PRINCIPAL OPERATIONS OFFICER) (+1 more) | — |
| LUENSMANN TERRI LYNN | SVP, INVESTMENT OPERATIONS; SVP, INVESTMENT OPERATIONS (CHIEF OPERATIONS OFFICER); SVP, INVESTMENT OPERATIONS (CHIEF OPERATIONS OFFICER), DIRECTOR (+5 more) | — |
| WEINBLATT MARGARET DEE | VP, FIXED INCOME MUTUAL FUND PORTFOLIOS | — |
| WESTER STUART HOUSTON | VP, EQUITY INVESTMENTS | — |


## Disclosures (22)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-08-11 | civil | DUE TO COMPETING BENEFICIARIES' CLAIMS, USAA INVESTMENT SERVICES COMPANY (ISCO) INTERPLED FUNDS FROM AN ACCOUNT OF DECEASED CUSTOMER WILLIAM HAHN TO THE PROBATE COURT OF DENTON COUNTY, TEXAS. DECEDENT'S SON MICHAEL P. HAHN THEN COUNTER-CLAIMED THAT THE ISCO EITHER DID NOT MAKE A REQUESTED BENEFICIAR… | Final | $38K |
| 2020-07-29 | civil | DUE TO COMPETING BENEFICIARIES' CLAIMS, THE FIRM INTERPLED FUNDS FROM AN ACCOUNT OF DECEASED CUSTOMER WILLIAM HAHN TO THE PROBATE COURT OF DENTON COUNTY, TEXAS. DECEDENT'S DAUGHTER LINDA BELL THEN COUNTER-CLAIMED THAT THE FIRM EITHER DID NOT MAKE A REQUESTED BENEFICIARY CHANGE TO THE OPERATIVE ACCOU… | Final | $38K |
| 2019-11-20 | civil | PLAINTIFF ASSERTS THAT HE WAS THE NAMED BENEFICIARY OF A SEP IRA ACCOUNT AT THE TIME OF HIS MOTHER'S DEATH, BUT THAT DEFENDANTS WRONGFULLY DECLARED HIS FATHER TO BE OWNER OF THE ACCOUNT. | Final | $30K |
| 2017-11-14 | civil | PLAINTIFF ASSERTS THAT USAA INVESTMENT MANAGEMENT COMPANY GAVE IMPROPER EFFECT TO AN INVALID POWER OF ATTORNEY AND IS THUS LIABLE FOR BREACH OF FIDUCIARY DUTY AND NEGLIGENCE. | Final | — |
| 2017-11-14 | civil | PLAINTIFF ASSERTS THAT USAA INVESTMENT MANAGEMENT COMPANY GAVE IMPROPER EFFECT TO AN INVALID POWER OF ATTORNEY AND IS THUS LIABLE FOR BREACH OF FIDUCIARY DUTY AND NEGLIGENCE. | On Appeal | — |
| — | criminal | — | — | — |


## Branch offices (4)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| PHOENIX | AZ | 14 | 623-715-7980 |
| PLANO | TX | 10 | 972-764-1101 |
| TAMPA | FL | 10 | 813-615-6823 |
| COLORADO SPRINGS | CO | 4 | 210-692-4972 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/5475/brochure
- Similar advisers: https://search.stillhousedata.com/firm/5475/similar
- Related entities: https://search.stillhousedata.com/firm/5475/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/5475

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.