# PAULSON INVESTMENT COMPANY, LLC

PAULSON INVESTMENT COMPANY, LLC of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 5670
- Type: SEC-registered investment adviser
- SEC file number: 801-107194
- Location: 566 WEST ADAMS ST, SUITE 750, CHICAGO, IL, 60661
- Phone: 3129408320
- Latest filing: 2017-06-02
- Regulatory AUM: $15.4M
- Discretionary AUM: $15.4M
- Clients: 50
- Accounts: 7

## Officers, owners & control persons (45)

_Showing 25 of 45 people._

| Name | Role | Location |
| --- | --- | --- |
| JAMESON JARED WILLIAM | SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER; SR. REGISTERED OPTIONS PRINCIPAL (SROP); DIRECTOR; SENIOR VP; CHIEF COMPLIANCE OFFICER; COMPLIANCE AND SR REGISTERED OPTIONS PRINCIPAL (CROP) (SROP); DIRECTOR; VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | — |
| RICE JUDY ANN | SENIOR VICE PRESIDENT ACCOUNTING; SR. VICE PRESIDENT, ACCOUNTING | — |
| DAVIS KIM MARIE | DIRECTOR | — |
| GORECKI TERRI DIANE | COMPLIANCE REGISTERED OPTIONS PRINCIPAL (CROP) | — |
| CLARK STEVEN CHRISTOPHER | CHAIRMAN | — |
| WEBER STEPHEN THOMAS | SENIOR VICE PRESIDENT TRADING; DIRECTOR | — |
| DAVIS DONALD | CEO/ CCO; PRESIDENT; CHIEF EXECUTIVE OFFICER; DIRECTOR; SYNDICATE MANAGER | — |
| STRIPLIN HARRY LYNN | SENIOR VICE PRESIDENT; CHIEF OPERATING OFFICER; SR. REGISTERED OPTIONS PRINCIPAL (SROP); DIRECTOR; SENIOR VICE PRESIDENT; DIRECTOR OF COMPLIANCE; SR. REGISTERED OPTIONS PRINCIPAL; DIRECTOR | — |
| SMITH BRUCE GEORGE | CHIEF FINANCIAL OFFICER; DIRECTOR | — |
| PAULSON CHESTER LEON FREDERICK | CHAIR, BOARD OF DIRECTORS; DIRECTOR OF CORPORATE FINANCE; CHAIRMAN, BOARD OF DIRECTORS; DIRECTOR OF CORPORATE FINANCE; CHAIRMAN, PRESIDENT, & CEO (+1 more) | — |
| PAULSON JACQUELINE MARIE | CORPORATE SECRETARY; HOLDING COMPANY; SECRETARY/TREASURER; DIRECTOR | — |
| MAXFIELD MARGARET LORRAINE | SENIOR VICE PRESIDENT CORPORATE FINANCE; SENIOR VICE PRESIDENT RESEARCH | — |
| SHELL NANCY JEAN | VICE PRESIDENT, FIXED INCOME TRADING | — |
| PAULSON CHARLES LEON | DIRECTOR; VICE PRESIDENT PROPRIETARY TRADING; DIRECTOR | — |
| SCHREIBER CHRISTOPHER CHARLES | SENIOR VICE PRESIDENT; NATIONAL SALES MANAGER; DIRECTOR | — |
| PAULSON ERICK JACK CRAWFORD | DIRECTOR; VICE CHAIRMAN | — |
| MCCHESNEY SHAWN PAUL | VICE PRESIDENT; DIRECTOR OF TRADING | — |
| SCHLUNTZ BECKY KAY | VICE PRESIDENT SYNDICATE ADMINISTRATION | — |
| MCINNIS JANICE IRENE | VICE PRESIDENT INFORMATION TECHNOLOGY | — |
| BALES NICHOLAS MICHAEL | VICE PRESIDENT SYNDICATE | — |
| PAULSON JOHN PATRICK | VICE PRESIDENT CORPORATE FINANCE | — |
| MAXFIELD MICHAEL GRAY | VICE PRESIDENT CORPORATE FINANCE | — |
| JAMES BARBARA JO | ASSISTANT VICE PRESIDENT INVESTMENT BANKING | — |
| ERICSON NILS ALEXANDER | CHIEF COMPLIANCE OFFICER, COMPLIANCE AND SR. REGISTERED OPTIONS PRINCIPAL | — |
| DAVIS CRAIG STEVEN | PRESIDENT; DIRECTOR | — |


## Private funds (7)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| PAULSON BKE INVESTMENTS, LLC | Securitized Asset Fund | — | 45 | $4.5M | $10K |
| ELECTROCORE INVESTMENTS, LLC. | Securitized Asset Fund | — | 78 | $3.1M | $10K |
| PAULSON DERMTECH INVESTMENTS II, LLC | Securitized Asset Fund | — | 40 | $2.7M | $10K |
| PAULSON DERMTECH INVESTMENTS, LLC> | Securitized Asset Fund | — | 68 | $2.6M | $10K |
| BIOD PAULSON 1 LLC | Securitized Asset Fund | — | 40 | $1.5M | $10K |
| PAULSON DERMTECH III INVESTMENTS | Securitized Asset Fund | — | 45 | $1.3M | $10K |
| PAULSON SCILEX INVESTMENTS, LLC | Securitized Asset Fund | — | 38 | $1.2M | $10K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/5670/brochure
- Similar advisers: https://search.stillhousedata.com/firm/5670/similar
- Related entities: https://search.stillhousedata.com/firm/5670/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/5670

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.