# UBS GLOBAL ASSET MANAGEMENT (US) INC.

UBS GLOBAL ASSET MANAGEMENT (US) INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 583
- Type: SEC-registered investment adviser
- SEC file number: 801-13219
- Location: 51 WEST 52ND STREET, 16TH FLOOR, NEW YORK, NY, 10019-6114
- Phone: 212-882-5000
- Latest filing: 2010-08-04
- Regulatory AUM: $91.5M
- Discretionary AUM: $91.5M
- Clients: 51
- Accounts: 3

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| [CUTLER LAWRENCE DAVID](https://search.stillhousedata.com/person/730827) | CHIEF COMPLIANCE OFFICER | — |
| [HUFF ARTHUR JAMES](https://search.stillhousedata.com/person/741423) | CROP | — |
| [SLUYTERS JULIAN FERNAND](https://search.stillhousedata.com/person/747348) | CHIEF OPERATIONS OFFICER/CAO/DIRECTOR | — |
| [KEMPER MARK FREDERICK](https://search.stillhousedata.com/person/759229) | SECRETARY AND CHIEF LEGAL COUNSEL | — |
| [MCGILL JOSEPH MICHAEL](https://search.stillhousedata.com/person/759230) | CHIEF COMPLIANCE OFFICER | — |
| [MOORE JOHN CYRIL](https://search.stillhousedata.com/person/759231) | HEAD OF FINANCIAL CONTROL, MANAGING DIRECTOR; TREASURER AND CHIEF FINANCIAL OFFICER | — |
| [SOTORP KAI REINER](https://search.stillhousedata.com/person/759244) | PRESIDENT AND DIRECTOR | — |
| [MANDINACH BARRY MITCHELL](https://search.stillhousedata.com/person/759245) | CHIEF COMPLIANCE OFFICER; DIRECTOR; PRESIDENT AND CEO | — |
| [STERLING MICHAEL JOSEPH](https://search.stillhousedata.com/person/759782) | HEAD OF OPERATIONS | — |
| [CHAMBERS TREVOR CROSBY](https://search.stillhousedata.com/person/759783) | FINANCIAL CONTROLLER | — |
| [VARNAS JOSEPH ANTHONY](https://search.stillhousedata.com/person/769446) | HEAD OF TECHNOLOGY, PRODUCT AND OPERATIONS | — |
| [DOBERMAN AMY ROSE](https://search.stillhousedata.com/person/770760) | CHIEF LEGAL OFFICER; SECRETARY AND CHIEF LEGAL OFFICER | — |
| [BANYAI GERALDINE L](https://search.stillhousedata.com/person/779383) | ASSISTANT SECRETARY; CORPORATE SECRETARY | — |
| [ALEXANDER MARGO NICKLE](https://search.stillhousedata.com/person/779384) | CHAIRMAN AND DIRECTOR | — |
| [KEHOE JAMES PATRICK](https://search.stillhousedata.com/person/779385) | SROP | — |
| [STORMS BRIAN MARSHALL](https://search.stillhousedata.com/person/779386) | PRESIDENT AND CHIEF OPERATION OFFICER; PRESIDENT, CEO, CHIEF OPERATING OFFICER (COO) AND DIRECTOR; PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | — |
| [WOLFANGEL ROBERT PETER JR](https://search.stillhousedata.com/person/779387) | CFO; TREASURER, CHIEF FINANCIAL OFFICER, DIRECTOR | — |
| [RUCCI MICHAEL](https://search.stillhousedata.com/person/804005) | HEAD OF OPERATIONS | — |
| [BANYAI GERALDINE LEPERA](https://search.stillhousedata.com/person/805304) | ASSISTANT SECRETARY | — |
| [LENHARDT BENJAMIN FRANKLIN JR](https://search.stillhousedata.com/person/809004) | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/583/brochure
- Similar advisers: https://search.stillhousedata.com/firm/583/similar
- Related entities: https://search.stillhousedata.com/firm/583/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/583

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.