# FIRST GEORGETOWN SECURITIES, INC.

FIRST GEORGETOWN SECURITIES, INC. of ALEXANDRIA, VA is an SEC-registered investment adviser.

## Registration

- CRD: 5871
- Type: SEC-registered investment adviser
- SEC file number: 801-136757
- Location: 1700 DIAGONAL RD., SUITE 200, ALEXANDRIA, VA, 22314
- Phone: 703-519-7700
- Latest filing: 2026-07-22
- Regulatory AUM: $115.7M
- Discretionary AUM: $115.7M
- Clients: 4
- Accounts: 123

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| HARRIS LONNIE WILLIAM | CHIEF COMPLIANCE OFFICER | — |
| MANN ROBERT TAYLOR | PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER; PRESIDENT, CHIEF COMPLIANCE OFFICER, CROP, SROP | — |
| Robert Taylor Mann | PRESIDENT | — |
| Charles William Harris | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (9)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 1998-05-22 | civil | ALTHOUGH PLAINTIFF WISHED TO PURSUE SHORT TERM TRADING STRATEGIES, AND DID SO FOR SEVERAL YEARS, HE SUED FIRM WHEN HIS ACCOUNT WAS AT A LOW POINT. HE ALLEGED $325,000 IN DAMAGES. | Final | $175K |
| 1994-03-08 | regulatory | STATE CHARGED THAT RESPONDENT HAD CONDUCTED UNSOLICITED TRANSACTIONS WITH CUSTOMERS IN THE STATE WITHOUT HAVING FIRST REGISTERED AS A BROKER-DEALER IN THE STATE. | Final | $7K |
| 1994-03-08 | regulatory | STATE CHARGED THAT FIRM CONDUCTED UNSOLICITED TRANSACTIONS WITH CUSTOMERS WITHOUT FIRST BEING REGISTERED IN MA. | Final | $7K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/5871/brochure
- Similar advisers: https://search.stillhousedata.com/firm/5871/similar
- Related entities: https://search.stillhousedata.com/firm/5871/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/5871

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.